Fock-PARFLM v2.1 Anisotropic Gaussian V_theta + Fock Regularisation — Gamma Sweep with Geodesic Residual Analysis (OpenWebText, d=1024)

This repository holds eight short (3,000-step) training runs, one per candidate damping coefficient γ{0.05,0.10,0.15,0.20,0.25,0.30,0.40,0.50}\gamma \in \{0.05, 0.10, 0.15, 0.20, 0.25, 0.30, 0.40, 0.50\}, of the depth-conditioned anisotropic Gaussian VθV_\theta with Fock-coupling regularisation architecture, scaled up to d=1024, L=16 and trained on OpenWebText. This is not a final trained model — it is the diagnostic sweep used to pick the damping coefficient for a subsequent full 100,000-step training run at this scale. Each of the 8 checkpoints is included in full, and (unlike the isotropic-Gaussian d=1024 sweep elsewhere in this family, which only completed 4/8 candidates) all 8 candidates here completed successfully.

Alongside the perplexity sweep, every checkpoint is also scored with the damped-geodesic residual Rˉ(γ)\bar{R}(\gamma) — a closed-form diagnostic (no additional training, no autodiff through a learned metric) that measures how closely each model's own hidden-state trajectory follows a geodesic of the Riemannian (Jacobi) metric induced by its own learned potential. The headline result:

Both the perplexity minimum and the geodesic-residual minimum land at γ=0.050\gamma = 0.050 — the smallest candidate tested, the same boundary optimum shape found at d=768, but here with the widest margin of any boundary-optimum sweep in the family (~10.5% over the runner-up) and, unlike d=768, a geodesic-residual curve that rises essentially monotonically past the minimum. This is also an exact, zero-parameter match to the two-regime closed-form damping predictor's high-\(d\) anchor prediction — the second consecutive exact confirmation at d768d \geq 768 after d=768, and the third overall counting the original MLP architecture's own d=1024 result. See Coincidence, Boundary, and a Second Exact Predictor Match.

Based on this sweep, a full 100,000-step run at γ=0.05\gamma = 0.05 is expected to follow the same launch pattern as the d=384 and (pending) d=768 runs; as of this card's creation the d=1024 full run has not yet been launched.

This model is from the Semantic Simulation framework.

Table of Contents

When to Use This Repository

Use this repository if you want to:

  • Reproduce or extend the gamma-selection methodology for the anisotropic-Gaussian + Fock-reg Fock-PARFLM line at d=1024, L=16 on OpenWebText, including the geodesic-residual diagnostic.
  • Study the PPL-only non-monotonic wiggle: at this width the PPL-vs-gamma curve wiggles (as at d=768) but the geodesic-residual curve does not — see below.
  • Compare geodesic fidelity across damping regimes on a bounded, analytically-differentiable potential — the closed-form Jacobi-metric machinery here is structurally unavailable to attention-based or MLP-potential architectures.
  • Study the widest and cleanest boundary optimum in the family, useful as the "textbook case" for what a reliable short-sweep result looks like, in contrast to the flat-bowl / reversal-prone cases at d384d \leq 384.

Do not use this repository if you want a well-trained OpenWebText language model: every checkpoint here has seen only 3,000 steps (~50M tokens at effective batch 16 x block 512) and none is intended to produce fluent text. For a fully trained OpenWebText-scale Fock-PARFLM checkpoint, see semsimula-fock-parflm-depthcond-vtheta-openwebtext (27.23 PPL, isotropic Gaussian, d=384, 250K steps) — no full-length d=1024 run in this line exists yet.

Architecture

Identical Fock-PARFLM v2.1 scaffold to the d=384 and d=768 gamma-sweep siblings, scaled up to d=1024, with the same d768-style force-bounding for numerical stability plus a further-lowered peak learning rate:

Input tokens x_1, ..., x_T
       |
   Untied token embedding E[x] + learned positional P[t]
       |
   For each of L=16 damped-Euler integration steps (shared force field):
       |
       +-- K=5 causal-EMA context channels:
       |     xi^(m)_t = causal_ema(h, alpha_m)      [horizons ~2 .. ~200 tokens]
       |
       +-- Depth-conditioned multi-context V_theta (Anisotropic Gaussian, force-bounded):
       |     xi_g^(m) = xi^(m) + e_g^(m)                    [per-layer depth code]
       |     diff_k^m = h - mu_k^m(xi_g^(m))
       |     V_m = -sum_k w_k^m exp(-0.5[a_k^m . diff_k^{m2} + ||B_k^{mT} diff_k^m||^2])
       |     V_theta = sum_m V_m(xi_g^(m), h)               [5 contexts, 40 wells total]
       |     f_theta = clamp(-analytical_grad_h V_theta, max_norm=2/sqrt(1024))
       |
       +-- Sparse pairwise V_phi (structural-competitive, 4 heads):
       |     top-k=16 past tokens per query (Gumbel routing)
       |     f_phi = -grad_h V_phi(h_t, h_s)                [autograd, sparse]
       |
       +-- Fock register pool (v2, 32 registers):
       |     M=32 virtual registers, Q/K/V creation gates, d_k=64
       |     LIFO stack discipline, per-register tau/keys, ortho init
       |     register repulsion (Gram penalty, lambda=0.05)
       |     reverse channel (per-layer, stabilised, pre-LN, soft-norm, warmup 4000)
       |     prefix-causal (leak-free by construction)
       |     f_fock = creation + destruction + exchange forces
       |
       +-- Total force: f = clamp(f_theta + f_phi + f_fock, max_norm=2/sqrt(1024))
       |
       +-- Damped Euler step: v += dt*f/m; v /= (1 + dt*gamma); h += dt*v
       |
       +-- LayerNorm(h)
       |
   Logits = h @ W_out^T + b_out                              [UNTIED W_out]

Auxiliary training-only loss term (not part of the forward pass above):
   L_fock_coupling = -lambda_fock * sum_k log(alpha_k + eps)   [log-barrier on xi coupling]
Parameter Value
Hidden dim (d) 1024
Layers (L) 16
Max sequence length 1024 (trained at block 512)
Vocab (GPT-2 BPE) 50257
V_theta kind Depth-conditioned multi-context anisotropic Gaussian (bounded mixture)
V_theta contexts (n_ctx) 5 (one bank per xi channel)
Wells per context (K) 8
Total attractors 40
Anisotropic rank (r) 4 — low-rank factor B_k in R^(1024x4) per well
Precision init / cap a_k init at -log(1024) (log-precision), capped at 2/1024
Force bounding VθV_\theta's own gradient norm and the model-level total force are both clamped to 2/1024=0.06252/\sqrt{1024} = 0.0625 (same style introduced at d=768; not present in the d=384 sweep)
Depth codes per-layer additive shift, shape (L=16, n_ctx=5, d=1024), init std 0.02
Xi channels (K_xi) 5 (alpha inits 0.50, 0.75, 0.95, 0.99, 0.995)
Fock-coupling regulariser log-barrier on alpha_k, lambda=0.005, eps=1e-6 (see the TinyStories anchor for the full derivation)
V_phi kind structural_competitive
V_phi heads / d_type / d_angle 4 / 32 / 16
Top-k (sparse routing) 16
Fock version v2
Registers (M) 32
Register d_k 64
Stack discipline LIFO
Reverse channel Yes — per-layer, stabilised, pre-LN, soft-norm, 4,000-step warmup
Register repulsion Gram penalty, lambda=0.05
Embeddings Untied (separate W_out)
Mass model logfreq (frozen OpenWebText surprisal lookup)
lambda_V (V_theta regularisation) 0.01
Prefix-causal registers Yes — every checkpoint trained natively leak-free from step 0
Total parameters 363,884,315
V_theta parameters 252,026,920 (69% of total — the largest VθV_\theta share yet in this family; the low-rank correction BkRd×rB_k \in \mathbb{R}^{d \times r} scales with dd, so widening from d=768 to d=1024 pushes VθV_\theta's share from 63% to 69%)

The analytical form of VθV_\theta — the diagonal-plus-rank-4 precision Σk1=diag(ak)+BkBk\Sigma_k^{-1} = \mathrm{diag}(a_k) + B_k B_k^\top, the depth-conditioning mechanism, and the closed-form bounded gradient — is unchanged from the TinyStories anchor and the d=384/d=768 siblings; only dd changes, plus the force-norm clamp inherited from d=768.

The Gamma Sweep

Eight candidate damping coefficients γ{0.05,0.10,0.15,0.20,0.25,0.30,0.40,0.50}\gamma \in \{0.05, 0.10, 0.15, 0.20, 0.25, 0.30, 0.40, 0.50\} were each trained from scratch for 3,000 steps (WSD schedule, peak LR 1.5e-4 — half of the d384/d768 sweeps' 3e-4, a d1024-specific stability adjustment — effective batch 16, up to 1B-token training pool), then scored on a held-out 2M-token OpenWebText validation slice. This protocol mirrors the d=384 and d=768 sweeps and is designed to be cheap: 8 x 3,000 steps rather than 8 x 100,000. Unlike d=768's batch=2 x accum=4, this sweep reverts to batch=1 x accum=16 (effective 16, matching d=384) with the wider global/V_phi gradient-clip ceilings (1.0/0.3) also matching d=384 rather than d=768's tighter 0.5/0.2 — the halved peak LR was evidently sufficient stabilisation at this width on its own.

The Geodesic Residual Diagnostic

Fock-PARFLM's scalar potential VθV_\theta is a closed-form Gaussian mixture with an analytical gradient, which makes a diagnostic available here that is structurally unavailable to attention-based or MLP-potential architectures: at fixed energy EE, Hamiltonian trajectories are geodesics of the Jacobi metric gijJ(x)=2(EV(x))δijg^J_{ij}(x) = 2(E - V(x))\delta_{ij}, a conformally flat metric whose Christoffel symbols are closed-form functions of Vθ\nabla V_\theta — no learned metric, no autodiff through a metric, no boundary-value solve.

For a trajectory with position stream xx_\ell, velocity stream vv_\ell, and measured acceleration aa_\ell (the discrete second difference of xx_\ell, consistent with the model's Velocity-Verlet-style integrator), the per-layer damped-geodesic residual is

R=a+Γ(v,v)+γva+ε,Γ(v,v)k=Γijkvivj, R_\ell = \frac{\big\lVert a_\ell + \Gamma(v_\ell, v_\ell) + \gamma v_\ell \big\rVert}{\lVert a_\ell \rVert + \varepsilon}, \qquad \Gamma(v,v)^k = \Gamma^k_{ij} v^i v^j,

where Γ\Gamma is computed in closed form from VθV_\theta's analytical gradient. R0R_\ell \approx 0 means the trajectory is a damped geodesic of the metric induced by the model's own learned potential — this is not a pure-conservation claim (the explicit γv\gamma v_\ell damping term is included), only that the dynamics satisfy the damped geodesic equation with the architecture's own damping coefficient. Averaging over layers and 10 fixed validation batches (seed 42) gives Rˉ(γtrain)\bar{R}(\gamma_{\text{train}}), evaluated at γeval=γtrain\gamma_{\text{eval}} = \gamma_{\text{train}} for each retained checkpoint — the diagonal overlay against PPL(γtrain)\mathrm{PPL}(\gamma_{\text{train}}).

A second, closed-form quantity — the recovered intrinsic damping γgeo\gamma_{\text{geo}} — is the least-squares row minimiser "the damping value that best explains this specific trajectory," independent of what γ\gamma the model was actually trained with:

γgeo=a+Γ(v,v), vv2. \gamma_{\text{geo}} = -\frac{\big\langle a_\ell + \Gamma(v_\ell, v_\ell),\ v_\ell \big\rangle}{\lVert v_\ell \rVert^{2}}.

Full derivation, practical mitigations (turning-point exclusion, reference-energy convention, integrator staggering), and validation controls (vanilla-baseline, shuffled-\(\Gamma\), and random-direction nulls) are in the companion note Geodesic_Preservation_Experiment.md.

Results: The Widest Boundary-Optimum Margin Yet

γ\gamma PPL Rˉ\bar{R} γgeo\gamma_{\text{geo}} Excluded frac
0.050 244.23 ← PPL min 1.2066Rˉ\bar{R} min 0.9580 0%
0.100 270.80 1.3139 0.9690 0%
0.150 264.77 1.4842 0.9628 0%
0.200 288.50 1.5201 0.9643 0%
0.250 284.46 1.5358 0.9632 0%
0.300 295.05 1.8097 0.9622 0%
0.400 298.05 2.0380 0.9613 0%
0.500 269.77 2.2954 0.9606 0%

PPL vs geodesic residual overlay for d=1024 aniso-Gaussian + fock-reg gamma sweep

The minima coincide, at the boundary of the swept range, with the widest margin yet. Both PPL and Rˉ\bar{R} bottom out at γ=0.050\gamma = 0.050; γ=0.05\gamma=0.05 beats its nearest PPL competitors by 10-11%\approx10\text{-}11\% (25.5-26.6 PPL against γ=0.50\gamma=0.50 and γ=0.10\gamma=0.10 respectively) — comfortably wider than the d=768 sweep's 4%\approx4\% margin and well clear of the family's informal 5%\approx5\% "unreliable ranking" threshold. γgeo\gamma_{\text{geo}} again clusters tightly: mean 0.96270.9627, std 0.00300.0030 — essentially flat across the range, centred about 0.020.02 lower than the d=768 mean (\(0.9810\)), a small but consistent downward drift with increasing dd that also appears at the isotropic-Gaussian d=1024 point elsewhere in this family (\(\gamma_{\text{geo}} \approx 0.933\)).

The per-layer residual heatmap below shows the departures from geodesic behaviour concentrating in the middle layers as γ\gamma increases, peaking sharply around layers 4-7 at γ=0.50\gamma=0.50:

Per-layer geodesic residual heatmap for d=1024 aniso-Gaussian + fock-reg gamma sweep

Unlike d=768, the recovered intrinsic damping here is not just flat but forms the cleanest, tightest line of any sweep in the family:

Recovered intrinsic damping vs training gamma for d=1024 aniso-Gaussian + fock-reg gamma sweep

The PPL Wiggle Without the Geodesic Wiggle

The PPL curve is not monotonic past its minimum — it rises from 244.23 (\(\gamma=0.05\)) to a peak at γ=0.40\gamma=0.40 (298.05), then drops back down at γ=0.50\gamma=0.50 (269.77) to nearly the level of γ=0.15\gamma=0.15 (264.77). This is the same shape found in the d=768 sweep (a local peak in the γ0.20-0.40\gamma \approx 0.20\text{-}0.40 range, partial recovery at 0.40-0.50) — the same shape appearing at two different widths is a weak argument against pure single-run noise as the sole explanation.

What is new at this width: the geodesic-residual curve Rˉ(γ)\bar{R}(\gamma) does not share the wiggle. Rˉ\bar{R} rises essentially monotonically across the entire swept range (\(1.21 \to 1.31 \to 1.48 \to 1.52 \to 1.54 \to 1.81 \to 2.04 \to 2.30\)) — the cleanest Rˉ\bar{R}-vs-\(\gamma\) curve of any sweep in this document, MLP or Gaussian, with no local peak-and-recovery pattern at all. This decouples the two diagnostics in an informative way: whatever is producing the mid-range PPL bump at γ0.20-0.40\gamma \approx 0.20\text{-}0.40 (single-seed optimisation noise, or a structural interaction between the anisotropic precision matrices and mid-range explicit friction) is not simultaneously producing a mid-range departure from geodesic behaviour — the dynamics stay increasingly non-geodesic in a smooth, monotonic way even where the loss itself wiggles. Disentangling the PPL wiggle's cause would require a 2-3 seed rerun of one or two candidates (e.g. γ=0.30\gamma=0.30-\(0.40\)) at one or both widths — not yet done. See Determining_optimal_gamma_for_Fock-PARFLM.md §14.5 for the cross-scale discussion (written before this sweep's Rˉ\bar{R}-vs-PPL decoupling was noted).

Coincidence, Boundary, and a Second Exact Predictor Match

The two-regime closed-form damping predictor, evaluated at L=16L=16, mˉ=1.4\bar{m}=1.4 using the high-\(d\) regime constant ρhi=0.565\rho_{\text{hi}} = 0.565, gives the same prediction regardless of dd within the high-\(d\) regime (the formula depends on LL and mˉ\bar{m}, not dd directly):

γpred=1.416ln(1/0.565)=0.0875×0.571=0.050 \gamma^{\ast}_{\text{pred}} = \frac{1.4}{16}\ln(1/0.565) = 0.0875 \times 0.571 = 0.050

Empirical γ=0.050\gamma^{\ast} = 0.050. Exact match, zero error. This is the second consecutive exact match at L=16L=16 in the high-\(d\) regime with the aniso-Gaussian VθV_\theta (after the d=768 sweep), and the third exact match overall counting the original MLP-\(V_\theta\) d=1024, L=16 result. Three independent architectures/widths, one unmodified constant (\(\rho_{\text{hi}}=0.565\)), zero free parameters per prediction — the strongest evidence yet that ρhi=0.565\rho_{\text{hi}}=0.565 is a genuine architecture-family invariant at d768d \gtrsim 768.

Sweep dd LL VθV_\theta γpred\gamma^\ast_{\text{pred}} γempirical\gamma^\ast_{\text{empirical}} Match
Original MLP d=1024 sweep 1024 16 MLP 0.050 0.05 Exact
d=768 aniso-Gaussian sweep 768 16 aniso-Gaussian + fock-reg 0.050 0.050 Exact
This sweep 1024 16 aniso-Gaussian + fock-reg 0.050 0.050 Exact

This also matches the winner of the original isotropic-Gaussian d=1024 partial sweep elsewhere in this family (which only completed 4/8 candidates) — giving three separate VθV_\theta variants at this width all agreeing on γ=0.05\gamma=0.05.

Comparison Across All Three Widths

Sweep γPPL\gamma^\ast_{\text{PPL}} γRˉ\gamma^\ast_{\bar{R}} Coincidence? Optimum shape Margin vs. runner-up Rˉ\bar{R} curve shape
d=384, L=16 0.100 0.100 Yes — gap 0 Interior minimum large non-monotonic (\(\gamma=0.20\) outlier)
d=768, L=16 0.050 0.050 Yes — gap 0 Boundary minimum ~4%, modest non-monotonic wiggle
d=1024, L=16 (this sweep) 0.050 0.050 Yes — gap 0 Boundary minimum ~10.5%, widest yet monotonic — cleanest in family

All three widths show coinciding PPL and geodesic-residual minima, but the pattern strengthens with scale: the margin widens (large at d=384 down to a modest 4% at d=768, then back up to a clean 10.5% at d=1024, this time without the ambiguity of an interior-bowl competing basin), and the geodesic-residual curve gets progressively cleaner — from an outlier-marred non-monotonic curve at d=384, to a genuine-but-unexplained wiggle at d=768, to a fully monotonic curve at d=1024. γgeo\gamma_{\text{geo}} clustering also tightens with scale in absolute spread (though drifting slightly downward in mean, 0.9810.9630.981 \to 0.963 from d=768 to d=1024) — consistent with a model whose intrinsic damping preference becomes both more uniform and slightly lower as width increases.

Caveats: Short-Sweep Reliability and Two Incomplete Training Logs

This is a 3,000-step, single-seed measurement per gamma, and the family has one documented case where a short-sweep ranking reversed at full training length: the d=256 TinyStories aniso-Gaussian sweep favoured γ=0.150\gamma=0.150 at 3K steps, but the full 20K-step run favoured γ=0.300\gamma=0.300 instead. Two considerations favour trusting this sweep's γ=0.05\gamma=0.05 recommendation more than that precedent would suggest: (a) this is a boundary optimum with γgeo\gamma_{\text{geo}} essentially flat across the whole range — there is no competing interior basin to misrank within; and (b) the margin (~10.5%) is the widest of any boundary-optimum sweep in the family, and the predictor's independent, zero-parameter prediction lands on the exact same value.

Two data-quality notes specific to this sweep's raw artifacts:

  • Two training logs are incomplete. checkpoints/gamma_0.100/training_log.jsonl contains only the final (step-3,000) evaluation record, and checkpoints/gamma_0.200/training_log.jsonl contains only the final two (step-2,500 and step-3,000) records — both missing the earlier per-500-step entries and the step-2,000 causal_probe event that every other candidate's log contains. This looks like a Colab logging/session hiccup specific to those two candidates' runs rather than a training failure: both final checkpoints' val_ppl match sweep_summary.json and geodesic_results.json exactly, and the geodesic residual analysis (which reads directly from the checkpoint, not the training log) completed normally for both. See Causal-Leak Verification below.
  • Unlike d=768, this sweep does not show the same non-monotonic pattern in Rˉ\bar{R} (see above) — only in PPL — so the usual "watch for the wiggle's instability signature" caveat applies specifically to the loss curve, not the geometric diagnostic, for a full run at this width.

Recommendation: γ=0.05\gamma=0.05 for the d=1024, L=16 aniso-Gaussian full run — the highest-confidence recommendation of the three widths swept so far in this line.

How to Get Started

import math, torch, sys
sys.path.insert(0, "multixi")
sys.path.insert(0, "parf")
sys.path.insert(0, "energetic_minima")
sys.path.insert(0, "sarf_mass_variant")

from parf.model_fock_parf_multixi import FockMultiXiPARFLM, FockMultiXiPARFConfig
from parf.model_aniso_gaussian_vtheta import AnisotropicDepthConditionedGaussianVTheta, install_aniso_depth_routing
from huggingface_hub import hf_hub_download

REPO = "dimitarpg13/semsimula-fock-parflm-anisogaussian-vtheta-owt-d1024-gammasweep"
GAMMA = "0.050"  # the recommended candidate; also available: 0.100, 0.150, 0.200, 0.250, 0.300, 0.400, 0.500

logfreq_path = hf_hub_download(repo_id=REPO, filename="results/logfreq_surprisal_openwebtext.npy")
FORCE_MAX = 2.0 / math.sqrt(1024)

config = FockMultiXiPARFConfig(
    vocab_size=50257, d=1024, max_len=1024, L=16,
    v_hidden=1024, v_depth=3, dt=1.0,
    mass_mode="logfreq", logfreq_path=logfreq_path, logfreq_init_alpha=0.1,
    init_gamma=1.0, fixed_gamma=float(GAMMA),
    causal_force=True, ln_after_step=True,
    xi_channels=5, xi_alpha_inits=[0.50, 0.75, 0.95, 0.99, 0.995],
    xi_learnable=True, xi_alpha_init_mode="explicit",
    fock_version="v2", n_registers=32,
    reverse_channel=True, reverse_channel_stable=True, reverse_channel_pre_ln=True,
    reverse_channel_soft_norm=True, reverse_channel_warmup_steps=4000, reverse_channel_per_layer=True,
    register_repulsion=True, register_repulsion_coeff=0.05,
    prefix_causal_registers=True,
    v_phi_kind="structural_competitive", v_phi_n_heads=4, v_phi_d_type=32, v_phi_d_angle=16,
    v_phi_eps=0.1, v_phi_phi_hidden=128, v_phi_theta_hidden=128, v_phi_mlp_hidden=128,
    top_k=16,
    use_output_bias=True, tie_embeddings=False,
    score_head_hidden=32,
    gumbel_tau_init=1.0, gumbel_tau_min=0.3, gumbel_noise=True,
    use_gathered_v_phi=True,
    use_layer_checkpoint=True,
    ln_before_distance=True, per_layer_v_phi_scale=True,
    register_salience_decay=0.5, register_salience_threshold=0.005,
    creation_gate_hidden=64, stack_discipline=True,
    d_k=64, tau_create_init=8.0,
    per_register_tau=True, per_register_keys=True,
    ortho_register_init=True,
    force_clamp_max=FORCE_MAX,
)
model = FockMultiXiPARFLM(config)

model.V_theta = AnisotropicDepthConditionedGaussianVTheta(
    d=1024, K=8, n_ctx=5, n_layers=16, rank=4,
    w_scale=1.0,
    init_log_precision=-math.log(1024),
    precision_max=2.0 / 1024,
    force_norm_max=FORCE_MAX,
    code_init_std=0.02,
)
install_aniso_depth_routing(model)

ckpt_path = hf_hub_download(repo_id=REPO, filename=f"checkpoints/gamma_{GAMMA}/ckpt_best.pt")
state = torch.load(ckpt_path, map_location="cpu", weights_only=False)
model.load_state_dict(state["model_state_dict"])
model.eval()

print(f"Parameters: {sum(p.numel() for p in model.parameters()):,}")            # 363,884,315
print(f"gamma={state['gamma']}  step={state['step']:,}  val_ppl={state['val_ppl']:.2f}")

Available Artifacts

Path Description
checkpoints/gamma_0.050/ckpt_best.pt ... checkpoints/gamma_0.500/ckpt_best.pt All 8 gamma-sweep checkpoints (step 3,000 each), each a dict with model_state_dict, optimizer_state_dict, step, val_loss, val_ppl, gamma, v_theta_variant, aniso_rank, lambda_fock_reg
checkpoints/gamma_*/training_log.jsonl Per-500-step training metrics and the step-2,000 causal_probe event, one file per gamma (see caveats — gamma=0.100 and gamma=0.200 logs are truncated)
sweep_summary.json Sweep-level summary (best PPL per gamma, wall-clock)
results/geodesic_results.json Full per-gamma geodesic residual data: Rˉ\bar{R}, γgeo\gamma_{\text{geo}}, excluded fraction, and all 15 per-layer residuals
results/geodesic_overlay_aniso_gaussian_d1024.png PPL vs. geodesic residual dual-axis overlay
results/geodesic_per_layer_aniso_gaussian_d1024.png Per-layer, per-gamma geodesic residual heatmap
results/gamma_geo_recovery_aniso_gaussian_d1024.png Recovered intrinsic damping γgeo\gamma_{\text{geo}} vs. training gamma
results/logfreq_surprisal_openwebtext.npy Frozen per-token log-frequency (surprisal) lookup used by the logfreq mass model
model_aniso_gaussian_vtheta.py Anisotropic Gaussian V_theta classes + install_aniso_depth_routing (identical file to the TinyStories anchor's and the d=384/d=768 siblings')
config.json Full sweep configuration, per-gamma results table, and predictor comparison

Training Details

Training Data

OpenWebText, tokenized with GPT-2 BPE (vocab 50257). Each candidate trains on up to 1B tokens (early stopped at 3,000 steps, effective batch 16, block 512 -> ~24.6M tokens actually consumed) and is evaluated on a held-out 2M-token validation slice with no train/val overlap.

Training Procedure (per gamma candidate)

Hyperparameter Value
Optimizer AdamW (betas 0.9/0.95, weight decay 0.01)
LR schedule WSD (warmup 0-150, stable 150-1950, decay 1950-3000)
Peak learning rate 1.5e-4 (half of d384/d768's 3e-4)
Batch size 1 x grad-accum 16 (effective 16)
Block size 512
Steps 3,000
Gradient clipping per-group (global 1.0; V_phi 0.3 — same as d=384, wider than d=768's 0.5/0.2)
Force clamp (model-level and V_theta-level) 2/1024=0.06252/\sqrt{1024} = 0.0625
lambda_V (V_theta regularisation) 0.01
lambda_fock (coupling regulariser) 0.005
Seed 0
Hardware 1x NVIDIA H100/A100 (Google Colab)

Causal-Leak Verification

All 8 checkpoints were trained natively with prefix_causal_registers=True from step 0. The bit-exact future-perturbation causal probe passed with max_delta=0.0 at step 2,000 for 6 of the 8 gamma candidates with an explicit training-log record. The gamma=0.100 and gamma=0.200 training logs are truncated (see caveats) and do not contain this record, but their final checkpoints match the sweep summary and geodesic-results files exactly, and the architecture and training script are identical to the other 6 candidates that did pass explicitly.

Training Script

notebooks/conservative_arch/scaleup/colab_fock_gamma_sweep_geodesic_aniso_gaussian_fockreg_d1024.ipynb (companion repo) — self-contained Colab notebook that runs the 8-candidate sweep, the geodesic residual analysis, and produces the overlay/heatmap/recovery figures in one pass, requiring no additional training beyond the sweep itself.

Evaluation Results

OpenWebText Validation Perplexity (3,000-step sweep candidates)

γ\gamma PPL Rank
0.050 244.23 1st
0.150 264.77 2nd
0.500 269.77 3rd
0.100 270.80 4th
0.250 284.46 5th
0.200 288.50 6th
0.300 295.05 7th
0.400 298.05 8th

These PPL values are from 3,000-step short-sweep candidates and are not comparable to the fully trained OpenWebText checkpoints elsewhere in this family (e.g. 27.23 PPL after 250K steps for the isotropic d=384 flagship). They exist solely to rank candidate damping coefficients. Note the ranking is not simply increasing with γ\gamma; see The PPL Wiggle Without the Geodesic Wiggle.

See Results: The Widest Boundary-Optimum Margin Yet for the combined PPL / geodesic-residual table.

SPLM Family Overview

This model is part of the Semantic Simulation SPLM family:

Model Design Corpus PPL HuggingFace
Multi-Xi SPLM (MLP) Pure scalar potential TinyStories 11.51 semsimula-splm-multixi
Multi-Xi PARFLM (MLP) Scalar + pairwise forces TinyStories 12.06 semsimula-parflm-multixi
Fock-PARFLM v2.1 (MLP) PARFLM + Fock registers TinyStories 9.70 semsimula-fock-parflm
Fock-PARFLM v2.1 (SQ3) Structured + pairwise + Fock TinyStories 10.90 semsimula-fock-parflm-structured-vtheta
Fock-PARFLM v2.1 (depth-cond. isotropic Gaussian) Bounded multi-context + pairwise + Fock TinyStories 16.33 semsimula-fock-parflm-depthcond-vtheta
Fock-PARFLM v2.1 (depth-cond. anisotropic Gaussian + fock-reg) Bounded, ellipsoidal multi-context + pairwise + Fock TinyStories 9.04 semsimula-fock-parflm-anisogaussian-vtheta
Fock-PARFLM v2.1 (aniso-Gaussian + fock-reg, first-order/Fock-G1) Same as above, gradient-flow integrator TinyStories 8.95 semsimula-fock-parflm-anisogaussian-vtheta-fock-g1
Fock-PARFLM v2.1 (depth-cond. Gaussian, OpenWebText scale) Bounded multi-context + pairwise + Fock, d=384 L=16 OpenWebText 27.23 semsimula-fock-parflm-depthcond-vtheta-openwebtext
Fock-PARFLM v2.1 (aniso-Gaussian + fock-reg, gamma sweep, d=384) Bounded, ellipsoidal multi-context + pairwise + Fock — 8-way gamma sweep + geodesic analysis OpenWebText 278.27 (best of 8, 3K-step sweep, not a final model) semsimula-fock-parflm-anisogaussian-vtheta-owt-d384-gammasweep
Fock-PARFLM v2.1 (aniso-Gaussian + fock-reg, gamma sweep, d=768) Bounded, ellipsoidal multi-context + pairwise + Fock — 8-way gamma sweep + geodesic analysis OpenWebText 326.97 (best of 8, 3K-step sweep, not a final model) semsimula-fock-parflm-anisogaussian-vtheta-owt-d768-gammasweep
Fock-PARFLM v2.1 (aniso-Gaussian + fock-reg, gamma sweep, d=1024) Bounded, ellipsoidal multi-context + pairwise + Fock — 8-way gamma sweep + geodesic analysis OpenWebText 244.23 (best of 8, 3K-step sweep, not a final model) this repository
Fock-Attention Fock + attention TinyStories 9.42 semsimula-fock-attention
Hybrid SPLM+Attn Attention + SPLM refinement TinyStories 8.50 semsimula-hybrid-splm

Collection: Semantic Simulation SPLM Model Family

Bias, Risks, and Limitations

  • Not a final trained model. Every checkpoint in this repository has been trained for only 3,000 steps — a gamma-selection diagnostic, not a language model intended for generation or downstream use. Do not compare its PPL to fully trained checkpoints elsewhere in this family.
  • Single-seed sweep. Each gamma candidate is one run; no seed-variance estimate is available. The margin between γ=0.05\gamma=0.05 and its nearest competitors (~10-11%) is the widest of any boundary-optimum sweep in this family, mitigating (but not eliminating) this risk; see Caveats.
  • Two training logs are incomplete (gamma=0.100, gamma=0.200 — missing most per-step entries and the step-2,000 causal-probe record), most likely a Colab logging/session hiccup specific to those runs; the final checkpoints for both are verified consistent with the sweep-summary and geodesic-results files.
  • PPL-vs-gamma wiggle, shared with the d=768 companion sweep, is not yet explained (single-seed noise vs. a structural property of this VθV_\theta configuration) — see The PPL Wiggle Without the Geodesic Wiggle. Notably the geodesic-residual curve does not share this wiggle at this width.
  • OpenWebText only, English only. No instruction tuning, no RLHF/DPO, no safety filtering.
  • Geodesic residual is a diagnostic, not a training objective. The model was trained to minimise cross-entropy; the near-geodesic behaviour at γ=0.05\gamma=0.05 is an emergent structural property, not something the loss function directly optimises for.
  • Very large VθV_\theta hypernetwork. At 252.0M parameters, VθV_\theta alone is 69% of the 363.9M-parameter total — the largest VθV_\theta share of any model in this family, driven by the low-rank correction BkRd×rB_k \in \mathbb{R}^{d \times r} scaling with dd.
  • No causal-leak issue. All 8 checkpoints were trained natively with prefix_causal_registers=True; see Causal-Leak Verification.

Citation

@misc{Gueorguiev2026SemSim,
  author    = {Gueorguiev, Dimitar P.},
  title     = {Semantic Simulation: A Prescriptive Lagrangian Framework
               for Efficient Semantic Inference --- A Conservative-by-
               Construction Language Model and the Shared-Potential
               Separator, with a Correspondence to Joint Embedding
               Predictive Architectures},
  year      = {2026},
  publisher = {Zenodo},
  doi       = {10.5281/zenodo.19712427},
  url       = {https://doi.org/10.5281/zenodo.19712427},
  note      = {Companion code repository:
               \url{https://github.com/dimitarpg13/semsimula-paper}}
}

Environmental Impact

  • Hardware: 1x NVIDIA H100/A100 80GB (Google Colab)
  • Training: 8 x 3,000 steps = 24,000 total training steps across the sweep, plus inference-only geodesic residual analysis (10 validation batches x 8 checkpoints, no additional training)
  • Carbon footprint: small; a single-GPU research sweep, estimated on the order of a few kg CO2
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Dataset used to train dimitarpg13/semsimula-fock-parflm-anisogaussian-vtheta-owt-d1024-gammasweep

Collection including dimitarpg13/semsimula-fock-parflm-anisogaussian-vtheta-owt-d1024-gammasweep

Evaluation results

  • Validation Perplexity (gamma=0.05, best of 8 gamma-sweep candidates, 3,000-step short sweep — not a fully trained model) on OpenWebText
    validation set self-reported
    244.230