account_id
stringlengths
8
8
as_of_date
stringdate
2024-07-04 00:00:00
2025-12-26 00:00:00
jurisdiction
stringclasses
6 values
mandate_policy
stringclasses
5 values
portfolio_esg_score
float64
45
85
portfolio_controversy_score
int64
0
5
portfolio_carbon_intensity_tCO2e_per_$M
float64
60
320
sector_exposure_pct
stringlengths
42
103
revenue_exposure_flags
stringclasses
358 values
excluded_holdings_hits
int64
0
5
excluded_holdings_list
stringlengths
2
23
breach_type
stringclasses
4 values
breach_reasons
stringclasses
28 values
replacement_candidates
stringlengths
3
14
tracking_error_cost_bps
int64
2
42
action
stringclasses
5 values
action_rationale
stringclasses
5 values
engagement_plan
stringclasses
364 values
post_trade_esg_score
float64
45
88.5
post_trade_carbon_intensity_tCO2e_per_$M
float64
50.4
325
data_provenance
stringclasses
4 values
data_lookback_days
int64
30
365
verification_confidence_1_100
int64
70
99
advisor_review
stringclasses
3 values
audit_log
stringclasses
5 values
SI000301
2024-12-30
UK
NetZeroAligned;CarbonIntensity<=100;Controversy<=2
67.4
3
296.2
Comm:11.2;Consumer:21.2;Materials:15.3;Health:23.4;Utilities:15.0;Energy:14.0
ThermalCoal:0.5%
4
MO;BN;RTX;BTI
CarbonCap
Controversy>2;Carbon>100.0
CRBN;USXF;XESG
30
Replace
Reduce carbon intensity
null
67.8
260.2
VendorB
101
88
SuggestedEdits
Policy reviewed by compliance
SI000302
2025-12-02
US
CarbonIntensity<=150;NoThermalCoal;NoWeapons
58.5
1
274
Industrials:9.0;Energy:18.5;Financials:18.9;Comm:19.1;Tech:11.1;Health:23.4
Weapons:5.0%
4
BHP;MO;BA;ADM
ScreenHits
Carbon>150.0;Weapons revenue exposure
LOWC;XESG
27
Replace
Screen breach remediation
null
60.5
253.2
Internal
360
80
Approved
Client mandate confirmed at onboarding
SI000303
2025-05-14
US
NetZeroAligned;CarbonIntensity<=100;Controversy<=2
73.7
4
276.9
Financials:17.5;Utilities:39.0;RealEstate:23.2;Energy:20.2
null
2
LMT;PM
CarbonCap
Controversy>2;Carbon>100.0
CRBN;DSI;USXF
18
Underweight
Reduce carbon intensity
null
74
259.6
VendorC
201
74
null
Policy reviewed by compliance
SI000304
2025-02-20
US
ESGScore>=65;NoTobacco;NoPalmOil
65.7
2
217.9
Energy:21.1;Utilities:16.3;Comm:21.2;Consumer:8.5;Industrials:23.4;Financials:9.5
ThermalCoal:1.0%;Weapons:0.5%
1
AAPL
null
null
null
5
Defer
Within mandate; monitor
null
66.9
211.1
VendorB
247
78
Approved
Vendor data cross-checked
SI000305
2025-10-11
EU
ESGOnly;NoWeapons;NoTobacco;Controversy<=3
53.7
3
239.4
RealEstate:13.0;Utilities:22.4;Comm:12.9;Health:10.2;Tech:8.8;Industrials:22.3;Financials:10.4
ThermalCoal:2.5%;Tobacco:0.5%
0
null
ScreenHits
ESG score below ESGOnly baseline;Tobacco revenue exposure
ESGE;GRNB
20
Replace
Screen breach remediation
null
56.2
224.3
VendorA
233
90
null
Policy reviewed by compliance
SI000306
2025-06-19
UK
ESGScore>=65;NoTobacco;NoPalmOil
75.2
0
81.2
Utilities:18.9;Industrials:5.4;Health:22.3;Materials:21.8;Consumer:12.2;Comm:8.9;Tech:10.6
Weapons:5.0%
0
null
null
null
null
4
Defer
Within mandate; monitor
null
76.2
78
Internal
160
70
null
Vendor data cross-checked
SI000307
2025-07-23
US
SFDR_Art8;NoWeapons;NoThermalCoal;Controversy<=3
47
1
178.3
Tech:19.1;Financials:7.9;Consumer:22.4;Materials:17.4;Industrials:16.3;RealEstate:17.0
PalmOil:1.0%
1
TSLA
null
null
null
12
Defer
Within mandate; monitor
null
46.7
177.6
Internal
280
97
null
Vendor data cross-checked
SI000308
2024-09-19
US
NetZeroAligned;CarbonIntensity<=100;Controversy<=2
52.6
1
133.2
Materials:13.3;RealEstate:20.9;Comm:8.0;Energy:10.6;Financials:10.3;Industrials:19.4;Tech:17.6
Weapons:1.0%
1
PM
CarbonCap
Carbon>100.0
DSI;XESG
32
Engage
Reduce carbon intensity
Escalate to vote;File shareholder proposal
55.5
120.9
VendorB
328
88
null
Exception documented and approved
SI000309
2024-08-08
US
CarbonIntensity<=150;NoThermalCoal;NoWeapons
62.5
1
73.2
Comm:20.5;Financials:29.6;Health:20.4;Energy:19.7;Utilities:9.9
null
2
BA;META
null
null
null
3
Defer
Within mandate; monitor
null
63.7
70.5
VendorA
42
88
null
Vendor data cross-checked
SI000310
2025-06-06
CA
NetZeroAligned;CarbonIntensity<=100;Controversy<=2
75.4
0
273.8
Tech:23.5;Energy:15.3;Industrials:19.9;RealEstate:20.9;Utilities:11.0;Consumer:9.4
PalmOil:0.5%
5
BN;MO;XOM;RTX;BHP
CarbonCap
Carbon>100.0
ESGU
15
Replace
Reduce carbon intensity
null
79.4
246.6
VendorC
240
77
SuggestedEdits
Exception documented and approved
SI000311
2025-01-27
US
ESGScore>=65;NoTobacco;NoPalmOil
52.3
3
225.1
Tech:27.1;Energy:22.0;Financials:20.6;Comm:22.7;Materials:7.5
ThermalCoal:1.0%
1
RTX
ESGFloor
ESG<65
CRBN
29
Replace
Raise portfolio ESG score
null
52.3
208.9
VendorC
218
70
null
Policy reviewed by compliance
SI000312
2025-06-21
EU
SFDR_Art8;NoWeapons;NoThermalCoal;Controversy<=3
48.9
1
165.7
Consumer:25.0;Materials:33.1;Health:15.9;Utilities:26.0
Weapons:0.5%
0
null
ScreenHits
Weapons revenue exposure
DSI;CRBN;LOWC
18
Underweight
Screen breach remediation
null
50.7
140.3
VendorB
288
87
SuggestedEdits
Weekly ESG data refresh applied
SI000313
2024-11-07
US
CarbonIntensity<=150;NoThermalCoal;NoWeapons
67.6
3
141.1
Energy:23.8;Tech:26.3;Financials:8.3;RealEstate:12.6;Industrials:29.0
ThermalCoal:10.0%
1
LMT
ScreenHits
Thermal coal revenue exposure
XESG;DSI;GRNB
13
Replace
Screen breach remediation
null
69.6
131.4
VendorC
162
92
Approved
Weekly ESG data refresh applied
SI000314
2024-12-12
UK
NetZeroAligned;CarbonIntensity<=100;Controversy<=2
66.6
2
95
Health:13.1;Financials:17.0;Materials:26.6;Utilities:11.5;RealEstate:23.3;Consumer:8.6
PalmOil:2.5%
0
null
null
null
null
7
Defer
Within mandate; monitor
null
67.8
90.7
Internal
184
97
null
Weekly ESG data refresh applied
SI000315
2024-08-31
AU
NetZeroAligned;CarbonIntensity<=100;Controversy<=2
64.7
2
278.3
Energy:11.3;Industrials:17.4;Materials:16.8;Utilities:18.1;Comm:9.1;Health:14.5;Financials:12.6
null
0
null
CarbonCap
Carbon>100.0
SPYX;ESGU;USXF
37
Replace
Reduce carbon intensity
null
65.5
236
VendorC
113
77
Approved
Exception documented and approved
SI000316
2024-10-21
CA
NetZeroAligned;CarbonIntensity<=100;Controversy<=2
62.6
1
97.9
Comm:16.1;Utilities:12.8;Health:29.8;Tech:21.4;RealEstate:9.9;Materials:9.9
PalmOil:15.0%
0
null
null
null
null
4
Defer
Within mandate; monitor
null
63.9
95.4
Internal
158
70
null
Vendor data cross-checked
SI000317
2025-05-15
US
ESGOnly;NoWeapons;NoTobacco;Controversy<=3
72.3
5
78.7
Consumer:24.1;Comm:9.2;Utilities:8.9;Energy:29.3;Industrials:28.3
null
5
LMT;SHEL;XOM;BN;BTI
Controversy
Controversy>3
GRNB;LOWC;SPYX
18
Divest
Manage controversy risk
null
74
76.5
VendorA
178
98
Approved
Exception documented and approved
SI000318
2025-07-17
US
SFDR_Art8;NoWeapons;NoThermalCoal;Controversy<=3
67.3
1
264.2
Materials:15.6;Comm:4.4;RealEstate:20.1;Health:12.6;Financials:16.7;Consumer:19.1;Utilities:11.6
null
0
null
null
null
null
8
Defer
Within mandate; monitor
null
67.5
251.1
VendorB
204
79
null
Vendor data cross-checked
SI000319
2025-01-03
UK
ESGScore>=65;NoTobacco;NoPalmOil
55.7
5
82.1
Consumer:16.3;Materials:19.2;Energy:14.3;Tech:15.3;Health:4.7;Industrials:10.4;RealEstate:19.7
Weapons:2.5%
2
PM;ADM
ESGFloor
ESG<65
ESGD;CRBN;SPYX
29
Underweight
Raise portfolio ESG score
null
57.3
68.9
VendorB
54
74
null
Exception documented and approved
SI000320
2025-07-12
US
ESGScore>=65;NoTobacco;NoPalmOil
46.8
3
217.6
Materials:22.9;Energy:17.6;Industrials:30.9;Utilities:28.5
Tobacco:1.0%
0
null
ScreenHits
ESG<65;Tobacco revenue exposure
XESG;SUSA;ESGD
40
Underweight
Screen breach remediation
null
49.7
187.3
Internal
47
95
null
Vendor data cross-checked
SI000321
2025-10-14
EU
NetZeroAligned;CarbonIntensity<=100;Controversy<=2
72.9
2
64.1
Financials:16.1;Materials:24.8;Health:16.3;Industrials:29.9;RealEstate:12.9
null
5
BA;BHP;SHEL;MSFT;RIO
null
null
null
10
Defer
Within mandate; monitor
null
73.2
63.3
VendorA
248
76
null
Client mandate confirmed at onboarding
SI000322
2025-12-10
US
SFDR_Art8;NoWeapons;NoThermalCoal;Controversy<=3
46.9
0
231.5
Financials:19.4;RealEstate:20.0;Utilities:6.9;Industrials:26.9;Comm:12.1;Consumer:14.7
Weapons:1.0%
1
BHP
ScreenHits
Weapons revenue exposure
SPYX;ESGU
20
Underweight
Screen breach remediation
null
48.9
193.9
Internal
63
74
null
Weekly ESG data refresh applied
SI000323
2025-05-08
US
ESGOnly;NoWeapons;NoTobacco;Controversy<=3
79.3
5
128.2
Financials:5.0;RealEstate:8.6;Tech:18.9;Utilities:15.3;Energy:19.1;Consumer:14.3;Comm:18.8
ThermalCoal:1.0%
0
null
Controversy
Controversy>3
ESGE;XESG;GRNB
19
Divest
Manage controversy risk
null
80.6
126.8
VendorC
343
99
null
Weekly ESG data refresh applied
SI000324
2024-10-08
US
ESGScore>=65;NoTobacco;NoPalmOil
65.1
0
102
Materials:21.9;Energy:17.2;Consumer:18.0;Utilities:13.2;Financials:6.5;Tech:6.2;Industrials:17.0
null
0
null
null
null
null
16
Defer
Within mandate; monitor
null
65.3
98
Internal
61
70
null
Exception documented and approved
SI000325
2025-10-02
US
SFDR_Art8;NoWeapons;NoThermalCoal;Controversy<=3
69.9
0
72
Utilities:5.6;Energy:21.2;Consumer:13.5;Comm:14.0;Industrials:20.6;RealEstate:14.1;Materials:11.1
ThermalCoal:1.0%
1
BHP
ScreenHits
Thermal coal revenue exposure
SUSA
16
Divest
Screen breach remediation
null
72.4
68.6
Internal
154
85
null
Exception documented and approved
SI000326
2025-02-12
US
ESGScore>=65;NoTobacco;NoPalmOil
76.2
4
166.2
Energy:14.0;Consumer:39.6;Utilities:13.1;Industrials:33.3
null
2
MO;RIO
null
null
null
11
Defer
Within mandate; monitor
null
76
163.1
VendorB
345
74
null
Exception documented and approved
SI000327
2025-11-10
US
SFDR_Art8;NoWeapons;NoThermalCoal;Controversy<=3
84
2
199.9
Health:8.0;RealEstate:22.5;Financials:7.9;Utilities:25.1;Materials:6.1;Industrials:21.6;Tech:8.9
null
1
PM
null
null
null
5
Defer
Within mandate; monitor
null
84.5
192
Internal
174
93
Approved
Weekly ESG data refresh applied
SI000328
2025-11-02
US
SFDR_Art8;NoWeapons;NoThermalCoal;Controversy<=3
74.2
5
242.5
Consumer:17.2;Tech:15.8;Health:19.1;Financials:4.4;Industrials:18.5;Energy:16.2;Materials:8.8
Tobacco:5.0%
0
null
Controversy
Controversy>3
ESGD;USXF;ESGE
33
Engage
Manage controversy risk
Quarterly check-ins;Request disclosure improvement;Send engagement letter
74.8
236.5
VendorC
194
73
Approved
Exception documented and approved
SI000329
2024-07-20
US
SFDR_Art8;NoWeapons;NoThermalCoal;Controversy<=3
72.7
5
195.4
Tech:26.7;Comm:24.8;Energy:26.8;Industrials:15.6;Consumer:6.1
PalmOil:2.5%
3
BN;MO;BHP
Controversy
Controversy>3
LOWC;SUSA
21
Underweight
Manage controversy risk
null
76.2
198.3
VendorB
79
86
null
Client mandate confirmed at onboarding
SI000330
2025-03-04
UK
CarbonIntensity<=150;NoThermalCoal;NoWeapons
61.3
0
75.6
Tech:20.1;RealEstate:11.0;Utilities:12.0;Comm:10.2;Health:14.4;Energy:15.8;Materials:16.6
null
1
RTX
null
null
null
5
Defer
Within mandate; monitor
null
61.8
75.7
VendorA
75
94
null
Weekly ESG data refresh applied
SI000331
2025-03-15
SG
NetZeroAligned;CarbonIntensity<=100;Controversy<=2
67.9
2
199.3
RealEstate:7.9;Materials:17.3;Tech:12.1;Consumer:12.9;Utilities:16.5;Comm:13.8;Energy:19.5
null
0
null
CarbonCap
Carbon>100.0
SUSA;XESG
9
Engage
Reduce carbon intensity
Quarterly check-ins;File shareholder proposal;Set KPI targets;Request disclosure improvement
71.4
182.5
VendorA
192
89
Approved
Client mandate confirmed at onboarding
SI000332
2025-01-01
US
SFDR_Art8;NoWeapons;NoThermalCoal;Controversy<=3
56.8
0
76.5
RealEstate:21.8;Consumer:26.1;Tech:12.1;Health:8.2;Materials:31.8
null
4
SHEL;XOM;BHP;BTI
null
null
null
9
Defer
Within mandate; monitor
null
58.1
75.2
VendorB
164
72
null
Exception documented and approved
SI000333
2024-11-06
US
SFDR_Art8;NoWeapons;NoThermalCoal;Controversy<=3
80.6
5
158.5
Financials:23.5;RealEstate:15.9;Health:24.0;Industrials:15.3;Tech:21.3
null
0
null
Controversy
Controversy>3
ESGE;CRBN
26
Underweight
Manage controversy risk
null
81.7
151.7
VendorA
250
77
null
Weekly ESG data refresh applied
SI000334
2025-06-07
US
ESGOnly;NoWeapons;NoTobacco;Controversy<=3
73.5
3
219.6
Industrials:25.0;Utilities:20.7;Comm:14.4;Materials:10.7;Financials:9.1;RealEstate:8.2;Health:11.9
null
0
null
null
null
null
14
Defer
Within mandate; monitor
null
73.4
209
VendorB
61
76
null
Exception documented and approved
SI000335
2025-01-08
US
ESGOnly;NoWeapons;NoTobacco;Controversy<=3
73.3
5
139.6
RealEstate:12.0;Health:19.5;Industrials:24.0;Tech:19.2;Utilities:6.2;Materials:19.0
PalmOil:0.5%
0
null
Controversy
Controversy>3
GRNB
36
Engage
Manage controversy risk
Request disclosure improvement;Escalate to vote;Quarterly check-ins
76.6
137.1
VendorB
42
81
null
Vendor data cross-checked
SI000336
2025-10-09
US
NetZeroAligned;CarbonIntensity<=100;Controversy<=2
77
3
185.8
Comm:17.1;Energy:21.2;Industrials:11.5;Health:5.5;Materials:22.2;Consumer:22.5
null
0
null
CarbonCap
Controversy>2;Carbon>100.0
SPYX;ESGE
29
Engage
Reduce carbon intensity
Send engagement letter;Quarterly check-ins;Request disclosure improvement
78.7
178
Internal
324
77
null
Exception documented and approved
SI000337
2025-07-25
US
ESGScore>=65;NoTobacco;NoPalmOil
50.2
5
219.9
Health:22.3;Financials:30.0;Energy:34.8;Materials:12.9
null
0
null
ESGFloor
ESG<65
ESGU;SUSA
26
Replace
Raise portfolio ESG score
null
54
197.2
VendorC
113
84
null
Client mandate confirmed at onboarding
SI000338
2024-07-30
US
ESGScore>=65;NoTobacco;NoPalmOil
73.5
2
89.1
Health:30.6;Consumer:26.4;Tech:7.5;Industrials:16.3;RealEstate:19.2
Tobacco:5.0%
1
BTI
ScreenHits
Tobacco revenue exposure
SPYX;ESGD
25
Replace
Screen breach remediation
null
75.4
78.7
Internal
241
75
Approved
Client mandate confirmed at onboarding
SI000339
2024-08-26
SG
SFDR_Art8;NoWeapons;NoThermalCoal;Controversy<=3
47.4
3
86.3
Materials:14.1;Financials:31.0;Utilities:17.6;Health:37.3
null
0
null
null
null
null
3
Defer
Within mandate; monitor
null
46.9
84.7
Internal
322
70
null
Vendor data cross-checked
SI000340
2025-02-10
US
NetZeroAligned;CarbonIntensity<=100;Controversy<=2
57.1
0
219.4
Health:4.7;Consumer:5.8;Financials:19.6;Utilities:19.5;Materials:18.9;Industrials:9.2;Tech:22.2
PalmOil:0.5%
1
MO
CarbonCap
Carbon>100.0
SPYX
22
Replace
Reduce carbon intensity
null
58.6
181.9
VendorA
178
72
SuggestedEdits
Policy reviewed by compliance
SI000341
2024-10-10
US
NetZeroAligned;CarbonIntensity<=100;Controversy<=2
52.9
3
155
Utilities:25.0;Financials:28.4;Energy:28.5;Materials:18.1
Weapons:0.5%;PalmOil:1.0%
1
BHP
CarbonCap
Controversy>2;Carbon>100.0
DSI;LOWC
26
Engage
Reduce carbon intensity
File shareholder proposal;Request disclosure improvement;Send engagement letter
56.1
143.6
VendorC
162
84
null
Exception documented and approved
SI000342
2025-07-05
US
CarbonIntensity<=150;NoThermalCoal;NoWeapons
49.1
3
75.9
Health:20.3;Industrials:11.2;Materials:21.7;Consumer:16.9;Tech:15.9;RealEstate:14.1
null
0
null
null
null
null
14
Defer
Within mandate; monitor
null
50.3
75.4
Internal
228
96
null
Exception documented and approved
SI000343
2025-07-02
US
ESGOnly;NoWeapons;NoTobacco;Controversy<=3
82.6
5
197.3
Health:21.3;Financials:13.6;Energy:7.6;Utilities:31.3;Comm:26.3
Weapons:1.0%
0
null
ScreenHits
Controversy>3;Weapons revenue exposure
CRBN
21
Replace
Screen breach remediation
null
84.9
183.7
VendorB
161
94
null
Client mandate confirmed at onboarding
SI000344
2025-05-22
EU
CarbonIntensity<=150;NoThermalCoal;NoWeapons
67.3
0
157.6
Financials:20.5;Tech:20.9;Health:8.9;Utilities:7.7;Energy:12.9;Consumer:29.2
null
0
null
CarbonCap
Carbon>150.0
SPYX
34
Engage
Reduce carbon intensity
Set KPI targets;File shareholder proposal;Quarterly check-ins
68.4
141.2
VendorC
223
97
Approved
Policy reviewed by compliance
SI000345
2025-03-26
US
ESGScore>=65;NoTobacco;NoPalmOil
70.5
2
217.1
Consumer:26.2;Tech:7.0;Health:16.6;Financials:10.0;Utilities:21.8;Comm:18.4
ThermalCoal:2.5%;Tobacco:10.0%
0
null
ScreenHits
Tobacco revenue exposure
LOWC;SPYX
26
Underweight
Screen breach remediation
null
72.2
194.5
VendorC
49
97
Approved
Client mandate confirmed at onboarding
SI000346
2025-09-09
CA
NetZeroAligned;CarbonIntensity<=100;Controversy<=2
75.2
3
231.2
Tech:13.8;Consumer:38.6;Industrials:13.5;Materials:34.0
Weapons:10.0%
0
null
CarbonCap
Controversy>2;Carbon>100.0
ESGD;SPYX;ESGU
25
Replace
Reduce carbon intensity
null
76.4
193.3
Internal
237
85
null
Weekly ESG data refresh applied
SI000347
2025-05-23
US
CarbonIntensity<=150;NoThermalCoal;NoWeapons
53.8
2
145.7
RealEstate:30.4;Consumer:34.4;Utilities:21.5;Industrials:13.7
null
0
null
null
null
null
15
Defer
Within mandate; monitor
null
53.9
139.7
VendorB
149
92
null
Exception documented and approved
SI000348
2024-10-21
EU
CarbonIntensity<=150;NoThermalCoal;NoWeapons
45.5
0
169.9
Consumer:27.2;RealEstate:15.1;Industrials:13.4;Financials:44.3
Weapons:5.0%
1
RTX
ScreenHits
Carbon>150.0;Weapons revenue exposure
XESG
20
Replace
Screen breach remediation
null
49.3
159.1
VendorA
158
78
Approved
Client mandate confirmed at onboarding
SI000349
2025-07-18
US
ESGScore>=65;NoTobacco;NoPalmOil
63.7
0
210
Utilities:45.9;Health:13.5;Industrials:28.6;Materials:12.0
ThermalCoal:10.0%;Weapons:0.5%
0
null
ESGFloor
ESG<65
GRNB;SUSA
17
Engage
Raise portfolio ESG score
Request disclosure improvement;Escalate to vote;Send engagement letter
64.7
194
VendorA
333
71
null
Exception documented and approved
SI000350
2025-02-10
EU
ESGOnly;NoWeapons;NoTobacco;Controversy<=3
54.8
0
110.4
Industrials:16.1;Materials:21.7;Health:21.2;Consumer:23.8;Energy:10.7;RealEstate:6.5
ThermalCoal:0.5%;Weapons:0.5%
1
SHEL
ScreenHits
ESG score below ESGOnly baseline;Weapons revenue exposure
SUSA;ESGU;ESGD
24
Replace
Screen breach remediation
null
57
96.2
VendorA
167
73
Approved
Vendor data cross-checked
SI000351
2025-04-22
EU
ESGOnly;NoWeapons;NoTobacco;Controversy<=3
65.5
5
177.6
Health:14.6;Comm:21.1;RealEstate:15.7;Industrials:22.4;Consumer:18.4;Tech:7.9
PalmOil:0.5%
0
null
Controversy
Controversy>3
XESG;USXF
29
Divest
Manage controversy risk
null
67.4
178
VendorC
97
88
Approved
Client mandate confirmed at onboarding
SI000352
2024-07-20
CA
ESGOnly;NoWeapons;NoTobacco;Controversy<=3
61.6
2
153.1
Energy:24.3;Health:23.7;Tech:26.4;Comm:17.5;Financials:8.1
null
2
TSLA;XOM
null
null
null
6
Defer
Within mandate; monitor
null
63.1
153.7
VendorC
347
92
Approved
Client mandate confirmed at onboarding
SI000353
2025-07-20
US
ESGOnly;NoWeapons;NoTobacco;Controversy<=3
71.1
1
296.5
Materials:29.9;Comm:29.0;Financials:9.2;Consumer:31.8
Weapons:0.5%
1
MSFT
ScreenHits
Weapons revenue exposure
XESG;USXF;ESGE
34
Underweight
Screen breach remediation
null
71.6
261.5
Internal
282
92
SuggestedEdits
Weekly ESG data refresh applied
SI000354
2025-08-30
UK
ESGScore>=65;NoTobacco;NoPalmOil
67.6
1
80.7
Consumer:26.1;Utilities:18.7;Health:34.2;Energy:21.1
ThermalCoal:2.5%
1
NEM
null
null
null
4
Defer
Within mandate; monitor
null
68.6
78.6
Internal
286
82
null
Exception documented and approved
SI000355
2024-12-12
UK
ESGScore>=65;NoTobacco;NoPalmOil
69.3
5
265.7
Consumer:53.3;Materials:11.9;Financials:21.3;RealEstate:13.6
PalmOil:2.5%
0
null
null
null
null
4
Defer
Within mandate; monitor
null
69
265
VendorC
53
80
null
Exception documented and approved
SI000356
2025-01-25
US
NetZeroAligned;CarbonIntensity<=100;Controversy<=2
55
4
222.6
Tech:25.7;Comm:39.4;Industrials:19.6;Health:15.2
null
1
RIO
CarbonCap
Controversy>2;Carbon>100.0
DSI;ESGE
22
Replace
Reduce carbon intensity
null
55.5
189.1
VendorB
85
74
null
Exception documented and approved
SI000357
2025-08-28
CA
CarbonIntensity<=150;NoThermalCoal;NoWeapons
81.6
2
260.1
Health:16.7;Utilities:11.4;Comm:17.0;Materials:8.5;Financials:13.1;Energy:16.8;Tech:16.5
null
0
null
CarbonCap
Carbon>150.0
USXF;SPYX
10
Replace
Reduce carbon intensity
null
85.1
238.9
VendorC
64
72
Approved
Client mandate confirmed at onboarding
SI000358
2024-12-05
US
ESGScore>=65;NoTobacco;NoPalmOil
46.8
2
247.2
Financials:8.4;Consumer:14.7;Industrials:16.5;Health:27.1;Energy:10.0;Tech:12.2;RealEstate:11.1
Weapons:1.0%
3
RIO;SHEL;BN
ESGFloor
ESG<65
ESGU;USXF
30
Replace
Raise portfolio ESG score
null
50.2
215.9
VendorB
171
91
null
Policy reviewed by compliance
SI000359
2025-08-21
UK
NetZeroAligned;CarbonIntensity<=100;Controversy<=2
62.6
3
62.3
Tech:18.8;Consumer:16.8;Materials:4.4;Health:12.6;RealEstate:20.7;Comm:7.6;Financials:19.1
Tobacco:5.0%;PalmOil:2.5%
0
null
Controversy
Controversy>2
USXF;GRNB;SUSA
24
Divest
Manage controversy risk
null
65
59.4
VendorC
316
77
Rejected
Vendor data cross-checked
SI000360
2025-03-27
EU
CarbonIntensity<=150;NoThermalCoal;NoWeapons
67.9
2
148.5
Consumer:16.8;Health:12.3;Tech:21.6;Industrials:49.3
null
0
null
null
null
null
3
Defer
Within mandate; monitor
null
69
150.5
Internal
62
81
Approved
Exception documented and approved
SI000361
2025-11-05
US
SFDR_Art8;NoWeapons;NoThermalCoal;Controversy<=3
56.3
0
130.2
Financials:12.8;Industrials:24.0;Energy:28.3;Tech:6.6;Consumer:20.4;Comm:8.1
ThermalCoal:0.5%;PalmOil:2.5%
0
null
ScreenHits
Thermal coal revenue exposure
ESGU;SPYX;DSI
19
Replace
Screen breach remediation
null
57.8
123.4
VendorA
346
77
null
Vendor data cross-checked
SI000362
2024-09-27
CA
CarbonIntensity<=150;NoThermalCoal;NoWeapons
80.3
4
308
Energy:16.5;Comm:9.3;Consumer:9.2;Materials:15.8;Tech:16.3;RealEstate:23.1;Health:9.8
Weapons:2.5%
0
null
ScreenHits
Carbon>150.0;Weapons revenue exposure
ESGE;DSI
10
Replace
Screen breach remediation
null
82.3
292.7
VendorA
185
83
Approved
Exception documented and approved
SI000363
2024-11-05
SG
CarbonIntensity<=150;NoThermalCoal;NoWeapons
59.8
4
286.1
Comm:26.6;Health:14.9;Financials:20.0;Materials:38.6
ThermalCoal:0.5%;Weapons:1.0%
3
RTX;BHP;NEM
ScreenHits
Carbon>150.0;Thermal coal revenue exposure;Weapons revenue exposure
USXF
27
Replace
Screen breach remediation
null
62.9
264.6
VendorC
177
99
null
Weekly ESG data refresh applied
SI000364
2024-11-05
US
NetZeroAligned;CarbonIntensity<=100;Controversy<=2
68.4
3
84.1
Comm:30.8;Utilities:22.2;Industrials:21.5;RealEstate:6.8;Materials:18.8
null
0
null
Controversy
Controversy>2
USXF;LOWC;ESGE
15
Engage
Manage controversy risk
Send engagement letter;Request disclosure improvement;Quarterly check-ins
70.9
82.5
VendorC
93
95
SuggestedEdits
Client mandate confirmed at onboarding
SI000365
2024-11-14
US
ESGScore>=65;NoTobacco;NoPalmOil
60.1
1
209
Consumer:8.4;Utilities:8.2;Health:17.2;Materials:17.6;Comm:12.0;Energy:17.5;Financials:19.0
null
0
null
ESGFloor
ESG<65
DSI
27
Engage
Raise portfolio ESG score
Set KPI targets;Quarterly check-ins;Send engagement letter
63.4
177.3
Internal
227
87
null
Exception documented and approved
SI000366
2024-08-26
US
ESGScore>=65;NoTobacco;NoPalmOil
75.2
1
167
Consumer:20.6;Materials:10.5;Health:27.8;RealEstate:12.8;Energy:28.3
null
0
null
null
null
null
12
Defer
Within mandate; monitor
null
76.4
159
Internal
70
74
null
Weekly ESG data refresh applied
SI000367
2024-09-07
US
ESGOnly;NoWeapons;NoTobacco;Controversy<=3
72.2
2
291.5
Comm:9.4;Energy:38.8;RealEstate:34.0;Consumer:17.8
null
5
RTX;AAPL;META;BA;MO
null
null
null
17
Defer
Within mandate; monitor
null
71.8
292.5
VendorC
251
70
Approved
Policy reviewed by compliance
SI000368
2025-10-22
US
CarbonIntensity<=150;NoThermalCoal;NoWeapons
45.1
0
137.6
RealEstate:13.4;Materials:16.4;Tech:21.8;Financials:26.7;Comm:21.8
Tobacco:5.0%
0
null
null
null
null
4
Defer
Within mandate; monitor
null
45
135.9
Internal
168
86
null
Client mandate confirmed at onboarding
SI000369
2024-08-21
EU
SFDR_Art8;NoWeapons;NoThermalCoal;Controversy<=3
62.9
2
288.9
Tech:20.7;RealEstate:7.7;Health:25.2;Financials:19.7;Energy:26.6
null
0
null
null
null
null
4
Defer
Within mandate; monitor
null
64.2
277.9
VendorB
134
72
null
Exception documented and approved
SI000370
2025-12-20
US
ESGOnly;NoWeapons;NoTobacco;Controversy<=3
53.7
3
259.2
Industrials:21.6;Financials:23.3;Consumer:14.2;Energy:16.3;Tech:8.1;Utilities:9.3;Materials:7.1
null
4
META;RTX;MO;MSFT
ESGFloor
ESG score below ESGOnly baseline
USXF;ESGD;ESGE
29
Engage
Raise portfolio ESG score
Escalate to vote;Request disclosure improvement
54.9
233.5
Internal
347
74
null
Exception documented and approved
SI000371
2024-12-05
US
ESGOnly;NoWeapons;NoTobacco;Controversy<=3
51.7
5
283
RealEstate:30.7;Financials:35.0;Health:15.2;Utilities:19.1
PalmOil:10.0%
0
null
Controversy
ESG score below ESGOnly baseline;Controversy>3
SPYX;DSI;XESG
37
Underweight
Manage controversy risk
null
54.7
270.7
VendorA
360
84
null
Policy reviewed by compliance
SI000372
2024-07-14
EU
NetZeroAligned;CarbonIntensity<=100;Controversy<=2
62.1
3
67.8
Consumer:18.5;Comm:13.7;Materials:27.2;RealEstate:40.6
null
0
null
Controversy
Controversy>2
LOWC;ESGD;GRNB
21
Divest
Manage controversy risk
null
62.2
68.1
VendorC
56
71
null
Policy reviewed by compliance
SI000373
2024-08-20
US
CarbonIntensity<=150;NoThermalCoal;NoWeapons
45.1
2
257.3
Tech:24.3;Comm:13.0;Financials:8.3;Energy:10.0;Utilities:23.2;Materials:21.1
ThermalCoal:0.5%
4
BHP;META;SHEL;MSFT
ScreenHits
Carbon>150.0;Thermal coal revenue exposure
LOWC;USXF;XESG
29
Divest
Screen breach remediation
null
45.8
244.8
Internal
91
99
null
Vendor data cross-checked
SI000374
2024-12-21
US
ESGOnly;NoWeapons;NoTobacco;Controversy<=3
53.1
1
295.3
Comm:8.5;Industrials:34.0;RealEstate:11.9;Energy:12.8;Financials:8.8;Tech:24.0
null
0
null
ESGFloor
ESG score below ESGOnly baseline
ESGE;SUSA;XESG
20
Underweight
Raise portfolio ESG score
null
54.5
275.3
Internal
160
94
null
Weekly ESG data refresh applied
SI000375
2025-12-24
US
ESGScore>=65;NoTobacco;NoPalmOil
56.9
0
225.8
Materials:14.2;Utilities:9.7;RealEstate:23.1;Tech:17.3;Industrials:25.5;Energy:10.1
null
0
null
ESGFloor
ESG<65
SPYX;ESGE;XESG
17
Replace
Raise portfolio ESG score
null
58.2
213.4
VendorC
305
95
null
Policy reviewed by compliance
SI000376
2025-03-04
EU
CarbonIntensity<=150;NoThermalCoal;NoWeapons
73.6
2
62.9
Materials:13.9;Energy:17.4;Financials:26.6;Comm:13.4;Consumer:14.7;Industrials:14.0
null
1
BA
null
null
null
9
Defer
Within mandate; monitor
null
73.6
63.1
VendorB
324
99
null
Client mandate confirmed at onboarding
SI000377
2025-01-23
US
SFDR_Art8;NoWeapons;NoThermalCoal;Controversy<=3
73.6
5
219.6
Industrials:7.7;Comm:7.2;Consumer:21.1;RealEstate:19.8;Financials:8.7;Health:17.1;Energy:18.4
ThermalCoal:1.0%;Weapons:2.5%
5
MO;XOM;NEM;BHP;RIO
ScreenHits
Controversy>3;Thermal coal revenue exposure;Weapons revenue exposure
CRBN;XESG
10
Replace
Screen breach remediation
null
77.6
182
VendorA
133
99
Rejected
Weekly ESG data refresh applied
SI000378
2025-03-18
US
NetZeroAligned;CarbonIntensity<=100;Controversy<=2
77.7
2
99.4
Financials:12.4;Consumer:22.2;Comm:29.8;Utilities:28.7;Materials:6.8
ThermalCoal:2.5%
0
null
null
null
null
5
Defer
Within mandate; monitor
null
78.3
96.1
Internal
353
83
null
Weekly ESG data refresh applied
SI000379
2025-05-18
US
ESGOnly;NoWeapons;NoTobacco;Controversy<=3
68.1
3
222.5
Utilities:32.3;Health:24.3;Financials:19.0;Comm:15.3;RealEstate:9.1
Tobacco:2.5%
0
null
ScreenHits
Tobacco revenue exposure
SPYX;LOWC;ESGU
14
Replace
Screen breach remediation
null
71.9
185.3
VendorB
256
77
SuggestedEdits
Weekly ESG data refresh applied
SI000380
2024-11-10
UK
SFDR_Art8;NoWeapons;NoThermalCoal;Controversy<=3
79.7
0
97.5
Industrials:13.7;Tech:37.6;Financials:37.3;RealEstate:11.3
null
0
null
null
null
null
12
Defer
Within mandate; monitor
null
79.2
93.9
VendorA
278
97
null
Exception documented and approved
SI000381
2025-10-06
EU
NetZeroAligned;CarbonIntensity<=100;Controversy<=2
58.7
4
123.9
Industrials:32.2;Tech:17.7;Financials:38.7;Materials:11.4
PalmOil:1.0%
2
BN;LMT
CarbonCap
Controversy>2;Carbon>100.0
CRBN;ESGE;SUSA
11
Replace
Reduce carbon intensity
null
59.9
114.5
Internal
86
92
Approved
Vendor data cross-checked
SI000382
2024-09-30
CA
ESGScore>=65;NoTobacco;NoPalmOil
49.1
1
80.3
Materials:12.7;Energy:16.6;Industrials:15.5;RealEstate:14.3;Utilities:6.5;Comm:18.4;Consumer:16.0
null
1
SHEL
ESGFloor
ESG<65
SUSA;ESGE;LOWC
14
Engage
Raise portfolio ESG score
Request disclosure improvement;Send engagement letter;Escalate to vote;File shareholder proposal
51.7
68.2
VendorA
356
91
null
Vendor data cross-checked
SI000383
2025-04-10
US
ESGOnly;NoWeapons;NoTobacco;Controversy<=3
80.1
4
178.1
RealEstate:24.4;Comm:23.6;Consumer:10.0;Utilities:42.0
ThermalCoal:0.5%;PalmOil:1.0%
1
ADM
Controversy
Controversy>3
USXF;ESGD;DSI
13
Underweight
Manage controversy risk
null
83.5
176.8
VendorB
132
88
null
Client mandate confirmed at onboarding
SI000384
2025-12-26
US
NetZeroAligned;CarbonIntensity<=100;Controversy<=2
67.9
2
97.6
Consumer:7.6;Utilities:18.3;Energy:15.4;Industrials:22.0;Comm:17.6;Tech:19.1
Tobacco:1.0%
1
AAPL
null
null
null
17
Defer
Within mandate; monitor
null
67.4
98.1
VendorB
288
76
null
Weekly ESG data refresh applied
SI000385
2025-01-26
EU
NetZeroAligned;CarbonIntensity<=100;Controversy<=2
79.8
0
287.7
Industrials:11.4;Comm:10.6;Health:25.5;Financials:19.2;Materials:13.1;RealEstate:20.1
null
0
null
CarbonCap
Carbon>100.0
SUSA;ESGD;CRBN
21
Replace
Reduce carbon intensity
null
83.7
263
VendorC
264
87
Approved
Weekly ESG data refresh applied
SI000386
2025-01-07
US
NetZeroAligned;CarbonIntensity<=100;Controversy<=2
54.5
5
165.1
Health:11.2;Utilities:19.4;Materials:11.1;Financials:8.4;RealEstate:28.7;Comm:21.2
ThermalCoal:10.0%
0
null
CarbonCap
Controversy>2;Carbon>100.0
SUSA
23
Underweight
Reduce carbon intensity
null
56.8
135.6
VendorA
259
93
SuggestedEdits
Policy reviewed by compliance
SI000387
2025-10-13
US
NetZeroAligned;CarbonIntensity<=100;Controversy<=2
71.6
1
252.3
Industrials:23.2;RealEstate:10.8;Tech:40.5;Materials:25.5
ThermalCoal:1.0%
0
null
CarbonCap
Carbon>100.0
ESGD
13
Replace
Reduce carbon intensity
null
72.9
227.2
VendorA
132
88
null
Exception documented and approved
SI000388
2024-08-27
US
ESGOnly;NoWeapons;NoTobacco;Controversy<=3
52.3
2
293.9
Industrials:15.7;Consumer:14.2;Tech:12.2;Financials:12.9;Materials:13.4;Utilities:15.6;Energy:16.1
null
0
null
ESGFloor
ESG score below ESGOnly baseline
GRNB
17
Engage
Raise portfolio ESG score
Send engagement letter;Quarterly check-ins;Escalate to vote;File shareholder proposal
55.2
257.7
VendorA
60
96
Approved
Weekly ESG data refresh applied
SI000389
2025-07-14
EU
ESGScore>=65;NoTobacco;NoPalmOil
67.9
2
261.8
Comm:22.3;Tech:20.0;Financials:6.0;Materials:20.5;RealEstate:8.1;Utilities:23.2
Weapons:0.5%
3
BTI;PM;XOM
null
null
null
11
Defer
Within mandate; monitor
null
68.7
266.3
Internal
57
91
Approved
Policy reviewed by compliance
SI000390
2025-09-27
UK
CarbonIntensity<=150;NoThermalCoal;NoWeapons
67.8
5
165.2
Industrials:13.8;Financials:29.6;Comm:19.0;Materials:10.2;Tech:17.7;Energy:9.8
null
1
TSLA
CarbonCap
Carbon>150.0
SPYX;USXF
17
Replace
Reduce carbon intensity
null
70.7
142
VendorC
32
88
null
Policy reviewed by compliance
SI000391
2024-08-24
UK
ESGScore>=65;NoTobacco;NoPalmOil
77.7
1
134.6
Industrials:11.1;Financials:27.7;Consumer:30.6;Health:30.6
Weapons:1.0%
0
null
null
null
null
15
Defer
Within mandate; monitor
null
78.8
137
VendorA
359
81
null
Weekly ESG data refresh applied
SI000392
2025-01-30
US
ESGScore>=65;NoTobacco;NoPalmOil
68.5
4
286.5
Materials:11.0;Health:23.5;RealEstate:19.2;Industrials:14.1;Utilities:32.2
Tobacco:1.0%
0
null
ScreenHits
Tobacco revenue exposure
USXF;LOWC
21
Divest
Screen breach remediation
null
70.6
267
VendorA
352
74
Approved
Client mandate confirmed at onboarding
SI000393
2024-12-31
US
ESGScore>=65;NoTobacco;NoPalmOil
66.6
3
113.3
Utilities:18.1;Materials:20.7;RealEstate:5.6;Industrials:11.7;Comm:19.6;Tech:7.0;Health:17.3
Weapons:1.0%
5
RIO;BHP;RTX;MSFT;SHEL
null
null
null
2
Defer
Within mandate; monitor
null
66.7
109.7
VendorB
68
92
null
Policy reviewed by compliance
SI000394
2025-11-23
AU
ESGOnly;NoWeapons;NoTobacco;Controversy<=3
63.2
3
166.3
RealEstate:20.7;Industrials:16.9;Energy:29.0;Materials:33.4
null
0
null
null
null
null
13
Defer
Within mandate; monitor
null
64.4
167.8
Internal
136
93
null
Vendor data cross-checked
SI000395
2025-06-17
US
NetZeroAligned;CarbonIntensity<=100;Controversy<=2
80
2
60.1
Consumer:10.9;Energy:9.9;RealEstate:21.2;Financials:12.5;Utilities:14.5;Materials:15.0;Tech:16.0
ThermalCoal:10.0%;Weapons:2.5%
0
null
null
null
null
3
Defer
Within mandate; monitor
null
79.8
57.9
VendorA
205
75
Approved
Weekly ESG data refresh applied
SI000396
2024-12-12
SG
ESGScore>=65;NoTobacco;NoPalmOil
76.6
5
115.8
Health:12.7;Consumer:6.1;Energy:21.6;Materials:14.5;Financials:8.5;RealEstate:18.5;Industrials:18.1
null
1
BHP
null
null
null
12
Defer
Within mandate; monitor
null
76.6
115.8
VendorA
167
75
null
Client mandate confirmed at onboarding
SI000397
2025-10-21
UK
ESGOnly;NoWeapons;NoTobacco;Controversy<=3
71.6
4
238.3
Health:18.8;RealEstate:17.6;Tech:23.1;Materials:40.5
null
1
PM
Controversy
Controversy>3
ESGE
29
Divest
Manage controversy risk
null
75.2
237.9
VendorB
45
71
null
Client mandate confirmed at onboarding
SI000398
2024-10-30
US
SFDR_Art8;NoWeapons;NoThermalCoal;Controversy<=3
48.3
3
123
Health:10.9;Comm:19.0;Energy:16.1;Financials:21.3;Tech:11.3;Utilities:5.2;Materials:16.1
null
0
null
null
null
null
12
Defer
Within mandate; monitor
null
48.6
123.3
VendorC
306
85
Approved
Exception documented and approved
SI000399
2024-09-15
CA
ESGScore>=65;NoTobacco;NoPalmOil
50.8
0
186.7
Health:17.7;Industrials:20.3;Materials:22.4;Utilities:14.1;Comm:25.5
null
0
null
ESGFloor
ESG<65
GRNB;USXF;CRBN
25
Replace
Raise portfolio ESG score
null
53.5
171.5
Internal
275
99
Approved
Client mandate confirmed at onboarding
SI000400
2025-11-02
CA
SFDR_Art8;NoWeapons;NoThermalCoal;Controversy<=3
78.6
2
68.4
Comm:8.1;Energy:25.9;Financials:25.6;Materials:25.6;Health:14.8
Tobacco:2.5%;PalmOil:5.0%
0
null
null
null
null
4
Defer
Within mandate; monitor
null
79
66.9
VendorC
363
74
null
Vendor data cross-checked