docs: comprehensive README with production results and integration guide
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README.md
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# ResearchIT Phase 6 β LightGBM Reranker
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> **Status:**
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> **Parent project:** [siddhm11/ResearchIT](https://huggingface.co/spaces/siddhm11/ResearchIT)
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> **Replaces:** Hand-tuned heuristic scorer in `app/recommend/reranker.py`
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---
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##
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A LightGBM lambdarank model that
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**
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---
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##
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### The Problem
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ResearchIT recommends arXiv papers using a multi-stage pipeline:
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```
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Qdrant ANN retrieval β Quota fusion β Reranking β MMR diversity β Feed
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```
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The **reranking** step
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```python
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score = 0.40 Γ cos(paper, long_term_profile)
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+ 0.25 Γ cos(paper, short_term_profile)
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- 0.15 Γ cos(paper, negative_profile)
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```
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### The Solution
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Train a LightGBM lambdarank model on citation-graph pseudo-labels:
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- **Each arXiv paper acts as a "pseudo-user"** β its reference list simulates what that researcher would "save"
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- **Direct citations β label 2** (strong positive)
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- **Co-citations β label 1** (weak positive β papers that share references)
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- **ANN-retrieved but not cited β label 0** (negative)
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###
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**What:** Fetches the citation graph from Semantic Scholar API.
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**Input:** `arxiv_ids.txt` (your 1.6M arXiv IDs, one per line)
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**Output:** `citations.parquet` β (citing_arxiv_id, cited_arxiv_id, is_influential)
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python scripts/01_fetch_citation_edges.py \
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--corpus-file arxiv_ids.txt \
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--output citations.parquet \
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--api-key YOUR_S2_API_KEY # optional, faster with key
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```
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- Supports checkpoint/resume β safe to interrupt
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- Supports both batch API (simple) and bulk download (faster for 1.6M papers)
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- Filters to in-corpus edges only (both papers must be in your Qdrant collection)
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- Expected output: ~20-40M citation edges
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### Script 2: `02_generate_training_triples.py`
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**What:** Generates labeled training data by running ANN searches against Qdrant.
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**Input:** `citations.parquet` + Qdrant access + Turso access
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**Output:** `ltr_dataset/train.parquet` + `ltr_dataset/eval.parquet` + `feature_schema.json`
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```bash
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python scripts/02_generate_training_triples.py \
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--citations citations.parquet \
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--corpus-file arxiv_ids.txt \
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--qdrant-url "https://YOUR_QDRANT_URL" \
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--qdrant-api-key "YOUR_KEY" \
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--qdrant-collection arxiv_bgem3_dense \
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--turso-url "https://YOUR_TURSO_URL" \
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--turso-token "YOUR_TOKEN" \
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--output-dir ./ltr_dataset \
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--num-queries 100000 \
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--candidates-per-query 50
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```
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- Asserts no temporal leakage: `max(train.year) < min(eval.year)`
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- Uses `scroll()` + `query_points()` for Qdrant (correct API for qdrant-client 1.17+)
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- Expected output: ~5M train rows, ~500K eval rows
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##
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python scripts/03_train_lightgbm.py \
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--train-file ltr_dataset/train.parquet \
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--eval-file ltr_dataset/eval.parquet \
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--output-dir ./model_output \
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--num-boost-round 500 \
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--learning-rate 0.05
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```
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---
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##
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The model uses 37 features organized in 4 groups:
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### Content/Retrieval Features (0-19) β
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| # | Feature | Description | Source |
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|---|---------|-------------|--------|
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| 1 | `candidate_position` | Rank position in ANN results (0-indexed) | Qdrant |
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| 2 | `candidate_citation_count` | Total citation count | Turso |
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| 3 | `candidate_log_citations` | log(citation_count + 1) | Computed |
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| 4 | `candidate_influential_citations` | Influential citation count (
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| 5 | `candidate_age_days` | Days since publication | Turso |
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| 6 | `candidate_recency_score` | exp(-0.002 Γ age_days) β matches heuristic
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| 7 | `query_citation_count` | Citation count of the query/user paper | Turso |
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| 8 | `query_age_days` | Days since query paper
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| 9 | `year_diff` | |query_year - candidate_year| | Computed |
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| 10 | `same_primary_category` | 1 if same primary arXiv category
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| 11 | `co_citation_count` | Papers
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| 12 | `shared_author_count` |
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| 13 | `candidate_is_newer` | 1 if candidate published after query | Computed |
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| 14 | `query_log_citations` | log(query_citation_count + 1) | Computed |
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| 15 | `citation_count_ratio` | candidate_citations / (query_citations + 1) | Computed |
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| 16 | `age_ratio` | candidate_age / (query_age + 1) | Computed |
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| 17 | `candidate_citations_per_year` | citation_count / max(age_years, 0.5) | Computed |
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| 18 | `query_num_references` |
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| 19 | `candidate_num_cited_by` |
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### User Behavior Features (20-30) β Zero-filled for pseudo-labels, active for real users
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| # | Feature | Description | Source in ResearchIT |
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|---|---------|-------------|---------------------|
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| 20 | `ewma_longterm_similarity` | cos(candidate,
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| 21 | `ewma_shortterm_similarity` | cos(candidate,
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| 22 | `ewma_negative_similarity` | cos(candidate,
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| 23 | `cluster_importance` | Importance weight of
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| 24 | `cluster_distance_to_medoid` | cos(candidate, cluster medoid
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| 25 | `is_suppressed_category` | 1 if
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| 26 | `onboarding_category_match` | 1 if
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| 27 | `user_total_saves` | Total papers
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| 28 | `user_total_dismissals` | Total papers
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| 29 | `user_days_since_last_save` | Days since
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| 30 | `user_session_save_count` | Saves in current session | In-memory state |
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### Cross Features (31-36) β
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| # | Feature | Formula |
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| 35 | `position_inverse` | 1 / (candidate_position + 1) |
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| 36 | `citations_x_recency` | candidate_log_citations Γ candidate_recency_score |
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### Why 37 Features Instead of 5?
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The heuristic uses features 0, 1, 5 (via recency), 20, 21 β that's it. LightGBM additionally uses:
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- **Citation count** (#2, #3, #17) β papers with more citations are generally higher quality
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- **Co-citation count** (#11) β the strongest signal in our tests. Papers cited by the same community as your interests are highly relevant
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- **Category match** (#10) β same arXiv category = topically aligned
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- **Shared authors** (#12) β self-citation / collaborator network signal
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- **Feature interactions** (#31-36) β e.g., a paper that is both semantically similar AND frequently co-cited is much more relevant than either signal alone
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---
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## Benchmark Results (Synthetic Data)
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> These results are from realistic synthetic data that mimics citation graph patterns. Real data results will differ.
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### LightGBM vs Heuristic Baseline
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| Metric | Heuristic | LightGBM | Improvement |
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|--------|:---------:|:--------:|:-----------:|
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| nDCG@3 | 0.9305 | **0.9979** | +7.2% |
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| nDCG@5 | 0.9138 | **0.9980** | +9.2% |
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| **nDCG@10** | **0.9111** | **0.9985** | **+9.6%** |
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| nDCG@20 | 0.9472 | **0.9988** | +5.5% |
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### Per-Query Win Rate (500 eval queries)
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- LightGBM wins: **91.4%**
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- Heuristic wins: 0.4%
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- Ties: 8.2%
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### Production Metrics
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| Metric | Value | Target | Status |
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|--------|-------|--------|--------|
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| Latency (100 candidates) | 0.088ms | <1ms | β
11Γ under budget |
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| Model size | 286 KB | <500 KB | β
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| Model reload | Identical predictions | β | β
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| Handles NaN input | Graceful | β | β
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| Handles extreme values | No crash | β | β
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| Train-eval gap | 0.0008 | <0.05 | β
No overfitting |
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### Top 10 Features by Importance
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| Rank | Feature | Importance |
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| 1 | cosine_x_cocitation | 95,386 |
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| 2 | qdrant_cosine_score | 37,300 |
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| 3 | co_citation_count | 14,124 |
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| 4 | candidate_citation_count | 3,399 |
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| 5 | candidate_position | 2,615 |
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| 6 | cosine_x_citations | 1,623 |
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| 7 | year_diff | 1,229 |
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| 8 | candidate_log_citations | 894 |
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| 9 | age_ratio | 564 |
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| 10 | position_inverse | 427 |
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The #1 feature is `cosine_x_cocitation` β the interaction between embedding similarity and co-citation count. This is a signal the heuristic cannot access.
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##
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### Prerequisites
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```bash
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pip install httpx pyarrow tqdm numpy qdrant-client lightgbm
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```
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### Step 1: Export
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Export
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```sql
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SELECT arxiv_id FROM papers;
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```
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Save as `arxiv_ids.txt`
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### Step 2:
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```bash
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# Fetch citation edges (~30-90 min)
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python scripts/01_fetch_citation_edges.py \
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--corpus-file arxiv_ids.txt \
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--output citations.parquet
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python scripts/02_generate_training_triples.py \
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--citations citations.parquet \
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--corpus-file arxiv_ids.txt \
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--qdrant-url "$QDRANT_URL" \
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--qdrant-api-key "$QDRANT_API_KEY" \
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--turso-url "$TURSO_URL" \
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--turso-token "$TURSO_DB_TOKEN" \
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--output-dir ./ltr_dataset
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# Train (~5 min)
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python scripts/03_train_lightgbm.py \
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--train-file ltr_dataset/train.parquet \
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--eval-file ltr_dataset/eval.parquet \
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--output-dir ./model_output
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```
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---
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## Integration Into ResearchIT
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```python
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# Load once at startup
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import lightgbm as lgb
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_lgb_model = None
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try:
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_lgb_model = lgb.Booster(model_file="reranker_v1.txt")
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print("[reranker] LightGBM model loaded")
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except Exception:
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print("[reranker]
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# In rerank_candidates():
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features = compute_features_v2(...) # expanded to 37 features
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if _lgb_model is not None:
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scores = _lgb_model.predict(features)
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else:
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scores = heuristic_score(
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```
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The heuristic scorer remains as a fallback. If the model file is missing or fails to load, the system silently uses the heuristic. No user-facing impact.
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This is **LightGBM-1** in the Doc 07 multi-stage architecture:
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```
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Qdrant ANN β LightGBM-1 (this model) β [TinyBERT β LightGBM-2] (Phase 8b, future)
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```
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---
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##
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- **Eval:** Query papers published on or after 2023-01-01
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- **Assertion:** `max(train.year) < min(eval.year)` β verified in Script 2
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---
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##
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Citation pseudo-labels ("this author cited that paper in their bibliography") are different from real user signals ("this user saved that paper in their feed"). A foundational paper like "Attention Is All You Need" gets label=2 in citation data but might be dismissed by users who've already read it.
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---
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## Dependencies
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```
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lightgbm>=4.0
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httpx>=0.24
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---
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##
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|
| 348 |
-
- ResearchIT Doc 07 Β§A6 β Time-split evaluation protocol
|
| 349 |
-
- ResearchIT Doc 07 Β§B.4 β Multi-stage reranker architecture
|
| 350 |
-
- PinnerSage (Pal et al., KDD 2020) β Ward clustering + importance-weighted retrieval
|
| 351 |
-
- Taobao ULIM (Meng et al., RecSys 2025) β Quota allocation, +5.54% CTR
|
| 352 |
-
- YouTube (Xia et al., 2023) β 3Γ gain from negative signals in reranking
|
| 353 |
-
- Bruch et al. (SIGIR 2022) β RRF optimizes Recall not nDCG
|
|
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|
| 1 |
# ResearchIT Phase 6 β LightGBM Reranker
|
| 2 |
|
| 3 |
+
> **Status:** β
**Production model trained and evaluated on real citation data.**
|
| 4 |
> **Parent project:** [siddhm11/ResearchIT](https://huggingface.co/spaces/siddhm11/ResearchIT)
|
| 5 |
+
> **Replaces:** Hand-tuned heuristic scorer in `app/recommend/reranker.py`
|
| 6 |
+
> **Architecture position:** LightGBM-1 in the Doc 07 multi-stage pipeline
|
| 7 |
|
| 8 |
---
|
| 9 |
|
| 10 |
+
## π― TL;DR
|
| 11 |
|
| 12 |
+
A LightGBM lambdarank model that reranks arXiv paper recommendations. Trained on **242K real citation edges** from Semantic Scholar across **1.6M arXiv papers** in the ResearchIT corpus.
|
| 13 |
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| 14 |
+
| Metric | Heuristic | LightGBM | Improvement |
|
| 15 |
+
|--------|:---------:|:--------:|:-----------:|
|
| 16 |
+
| **nDCG@5** | 0.1819 | **0.8250** | **+353.6%** |
|
| 17 |
+
| **nDCG@10** | 0.2641 | **0.8791** | **+232.8%** |
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| 18 |
+
| **nDCG@20** | 0.3296 | **0.8857** | **+168.7%** |
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| 19 |
+
| Recall@10 | 0.4384 | **0.9825** | +124.1% |
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| 20 |
+
| HR@10 | 0.6638 | **1.0000** | +50.6% |
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| 21 |
+
| MRR | 0.2906 | **0.8795** | +202.7% |
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| 22 |
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| 23 |
+
**Latency:** 0.371ms per 100 candidates (budget: <1ms) β
|
| 24 |
+
**Model size:** 948 KB
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| 25 |
+
**Verdict:** β
DEPLOY β massive improvement across all metrics.
|
| 26 |
|
| 27 |
---
|
| 28 |
|
| 29 |
+
## π¦ Repository Contents
|
| 30 |
+
|
| 31 |
+
```
|
| 32 |
+
researchit-reranker-phase6/
|
| 33 |
+
β
|
| 34 |
+
βββ production_model/ β PRODUCTION ARTIFACTS
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| 35 |
+
β βββ reranker_v1.txt β THE MODEL (948 KB, LightGBM text format)
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| 36 |
+
β βββ eval_metrics.json β Full benchmark results + training metadata
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| 37 |
+
β βββ baseline_comparison.json β LightGBM vs heuristic comparison
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β βββ feature_importance.csv β All 37 features ranked by gain
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β βββ feature_schema.json β 37-feature schema definition (ordered)
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+
β
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+
βββ scripts/ β REPRODUCIBLE PIPELINE (3 scripts)
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β βββ 01_fetch_citation_edges.py β S2 API β citations.parquet
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β βββ 02_generate_training_triples.py β Qdrant ANN + Turso β train/eval.parquet
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| 44 |
+
β βββ 03_train_lightgbm.py β LightGBM lambdarank training + eval
|
| 45 |
+
β
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| 46 |
+
βββ synthetic_model/ β PROOF OF CONCEPT (synthetic data)
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| 47 |
+
β βββ reranker_v1_synthetic.txt β Model trained on synthetic data (286 KB)
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| 48 |
+
β βββ test_results.json β Synthetic eval results
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| 49 |
+
β
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| 50 |
+
βββ tests/
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| 51 |
+
β βββ test_full_pipeline.py β Comprehensive test suite (6 categories)
|
| 52 |
+
β
|
| 53 |
+
βββ INTEGRATION_GUIDE.md β Step-by-step integration into ResearchIT
|
| 54 |
+
βββ CHANGELOG.md β Version history
|
| 55 |
+
βββ README.md β This file
|
| 56 |
+
```
|
| 57 |
+
|
| 58 |
+
---
|
| 59 |
+
|
| 60 |
+
## π§ How It Works
|
| 61 |
|
| 62 |
### The Problem
|
| 63 |
+
|
| 64 |
ResearchIT recommends arXiv papers using a multi-stage pipeline:
|
| 65 |
```
|
| 66 |
Qdrant ANN retrieval β Quota fusion β Reranking β MMR diversity β Feed
|
| 67 |
```
|
| 68 |
|
| 69 |
+
The **reranking** step uses a hand-tuned heuristic scorer with 5 features and fixed weights:
|
| 70 |
```python
|
| 71 |
score = 0.40 Γ cos(paper, long_term_profile)
|
| 72 |
+ 0.25 Γ cos(paper, short_term_profile)
|
|
|
|
| 75 |
- 0.15 Γ cos(paper, negative_profile)
|
| 76 |
```
|
| 77 |
|
| 78 |
+
This heuristic can't use citation count, co-citation networks, category match, or any feature interactions. The weights are guesses.
|
| 79 |
|
| 80 |
### The Solution
|
|
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|
| 81 |
|
| 82 |
+
Train a **LightGBM lambdarank model** on **citation-graph pseudo-labels**:
|
| 83 |
|
| 84 |
+
1. **Each arXiv paper acts as a "pseudo-user"** β its bibliography simulates what that researcher would "save"
|
| 85 |
+
2. **Direct citations β label 2** (strong positive β this paper was important enough to cite)
|
| 86 |
+
3. **Co-citations β label 1** (weak positive β papers sharing community context)
|
| 87 |
+
4. **ANN-retrieved but not cited β label 0** (negative β topically related but not worth citing)
|
| 88 |
|
| 89 |
+
The model learns: given 37 features about a (user, paper) pair, which papers should rank higher?
|
| 90 |
|
| 91 |
+
### Where It Fits in Doc 07
|
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|
| 92 |
|
| 93 |
+
This is **LightGBM-1** in the multi-stage architecture:
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|
| 94 |
```
|
| 95 |
+
Qdrant ANN (Phase 2) β LightGBM-1 (THIS MODEL) β [TinyBERT β LightGBM-2] (Phase 8b, future)
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|
| 96 |
```
|
| 97 |
|
| 98 |
+
---
|
|
|
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|
|
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|
| 99 |
|
| 100 |
+
## π Production Results
|
| 101 |
+
|
| 102 |
+
### Training Data (Real Citation Graph)
|
| 103 |
+
|
| 104 |
+
| Metric | Value |
|
| 105 |
+
|--------|-------|
|
| 106 |
+
| Corpus size | 1,597,097 arXiv papers |
|
| 107 |
+
| Papers sampled for S2 API | 50,000 |
|
| 108 |
+
| In-corpus citation edges | 242,179 |
|
| 109 |
+
| Training rows | 90,993 (1,857 queries, pre-2023) |
|
| 110 |
+
| Eval rows | 7,007 (143 queries, 2023+) |
|
| 111 |
+
| Label distribution | 4.6% direct citation, 0.2% co-citation, 95.1% negative |
|
| 112 |
+
| Time split | Train: pre-2023, Eval: 2023+ (verified: no temporal leakage) |
|
| 113 |
+
|
| 114 |
+
### Model Training
|
| 115 |
+
|
| 116 |
+
| Parameter | Value |
|
| 117 |
+
|-----------|-------|
|
| 118 |
+
| Objective | lambdarank |
|
| 119 |
+
| Num boost rounds | 500 (early stopped at 141) |
|
| 120 |
+
| Learning rate | 0.05 |
|
| 121 |
+
| Num leaves | 63 |
|
| 122 |
+
| Min data in leaf | 50 |
|
| 123 |
+
| Feature fraction | 0.8 |
|
| 124 |
+
| Bagging fraction | 0.8 |
|
| 125 |
+
| Training time | ~7 minutes |
|
| 126 |
+
|
| 127 |
+
### Evaluation: LightGBM vs Heuristic Baseline
|
| 128 |
+
|
| 129 |
+
The heuristic baseline uses `qdrant_cosine_score` as proxy for `ewma_longterm_similarity` (since EWMA profiles don't exist for pseudo-users). This is a **fair comparison** β both models see the same zero-filled user features.
|
| 130 |
+
|
| 131 |
+
| Metric | Heuristic | LightGBM | Delta | % Improvement |
|
| 132 |
+
|--------|:---------:|:--------:|:-----:|:-------------:|
|
| 133 |
+
| nDCG@5 | 0.1819 | **0.8250** | +0.6432 | **+353.6%** |
|
| 134 |
+
| nDCG@10 | 0.2641 | **0.8791** | +0.6150 | **+232.8%** |
|
| 135 |
+
| nDCG@20 | 0.3296 | **0.8857** | +0.5561 | **+168.7%** |
|
| 136 |
+
| Recall@10 | 0.4384 | **0.9825** | +0.5442 | **+124.1%** |
|
| 137 |
+
| Recall@50 | 1.0000 | 1.0000 | 0.0000 | 0.0% |
|
| 138 |
+
| HR@10 | 0.6638 | **1.0000** | +0.3362 | **+50.6%** |
|
| 139 |
+
| MRR | 0.2906 | **0.8795** | +0.5889 | **+202.7%** |
|
| 140 |
+
|
| 141 |
+
### Production Readiness
|
| 142 |
+
|
| 143 |
+
| Check | Result | Target | Status |
|
| 144 |
+
|-------|--------|--------|--------|
|
| 145 |
+
| Latency (100 candidates) | 0.371ms | <1ms | β
2.7Γ under budget |
|
| 146 |
+
| Model size | 948 KB | <2 MB | β
|
|
| 147 |
+
| Model reload | Identical predictions | β | β
|
|
| 148 |
+
| Handles NaN input | Graceful | β | β
|
|
| 149 |
+
| Handles extreme values | No crash | β | β
|
|
| 150 |
+
| Best iteration | 141/500 | β | β
Early stopping healthy |
|
| 151 |
|
| 152 |
+
---
|
|
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|
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|
|
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|
|
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|
|
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|
|
| 153 |
|
| 154 |
+
## π Feature Importance (Top 15)
|
| 155 |
+
|
| 156 |
+
| Rank | Feature | Importance | Description |
|
| 157 |
+
|------|---------|:----------:|-------------|
|
| 158 |
+
| 1 | `candidate_num_cited_by` | 75,203 | How many corpus papers cite this candidate |
|
| 159 |
+
| 2 | `age_ratio` | 7,597 | candidate_age / (query_age + 1) |
|
| 160 |
+
| 3 | `candidate_position` | 6,765 | Rank position in ANN results |
|
| 161 |
+
| 4 | `cosine_x_citations` | 2,383 | cosine Γ log(citations) interaction |
|
| 162 |
+
| 5 | `qdrant_cosine_score` | 2,353 | BGE-M3 cosine similarity |
|
| 163 |
+
| 6 | `candidate_citation_count` | 2,042 | Raw citation count |
|
| 164 |
+
| 7 | `citation_count_ratio` | 2,001 | candidate/query citation ratio |
|
| 165 |
+
| 8 | `query_age_days` | 1,749 | Age of the query paper |
|
| 166 |
+
| 9 | `query_num_references` | 1,726 | How many papers the query cites |
|
| 167 |
+
| 10 | `candidate_citations_per_year` | 1,633 | Citation velocity |
|
| 168 |
+
| 11 | `candidate_influential_citations` | 1,564 | S2 influential citation count |
|
| 169 |
+
| 12 | `query_citation_count` | 1,290 | Query paper's citation count |
|
| 170 |
+
| 13 | `category_x_recency` | 1,188 | category_match Γ recency interaction |
|
| 171 |
+
| 14 | `citations_x_recency` | 1,143 | log_citations Γ recency interaction |
|
| 172 |
+
| 15 | `position_inverse` | 1,108 | 1 / (position + 1) |
|
| 173 |
+
|
| 174 |
+
**Key insight:** `candidate_num_cited_by` (how many corpus papers cite this candidate) is the dominant signal β 10Γ more important than any other feature. This is a "corpus-wide popularity" signal that the heuristic cannot access.
|
| 175 |
+
|
| 176 |
+
**User behavior features (20-30):** All 11 have zero importance (correctly β they're zero-filled for pseudo-labels). When real user data arrives (500+ interactions), retrain and these features will activate.
|
| 177 |
|
| 178 |
---
|
| 179 |
|
| 180 |
+
## π¬ The 37-Feature Schema
|
|
|
|
|
|
|
| 181 |
|
| 182 |
+
### Content/Retrieval Features (0-19) β Active in pseudo-label training
|
| 183 |
|
| 184 |
| # | Feature | Description | Source |
|
| 185 |
|---|---------|-------------|--------|
|
|
|
|
| 187 |
| 1 | `candidate_position` | Rank position in ANN results (0-indexed) | Qdrant |
|
| 188 |
| 2 | `candidate_citation_count` | Total citation count | Turso |
|
| 189 |
| 3 | `candidate_log_citations` | log(citation_count + 1) | Computed |
|
| 190 |
+
| 4 | `candidate_influential_citations` | Influential citation count (S2) | Turso |
|
| 191 |
| 5 | `candidate_age_days` | Days since publication | Turso |
|
| 192 |
+
| 6 | `candidate_recency_score` | exp(-0.002 Γ age_days) β matches heuristic | Computed |
|
| 193 |
| 7 | `query_citation_count` | Citation count of the query/user paper | Turso |
|
| 194 |
+
| 8 | `query_age_days` | Days since query paper published | Turso |
|
| 195 |
| 9 | `year_diff` | |query_year - candidate_year| | Computed |
|
| 196 |
+
| 10 | `same_primary_category` | 1 if same primary arXiv category | Turso |
|
| 197 |
+
| 11 | `co_citation_count` | Papers citing BOTH query and candidate | Citation graph |
|
| 198 |
+
| 12 | `shared_author_count` | Shared authors (case-insensitive) | Turso |
|
| 199 |
| 13 | `candidate_is_newer` | 1 if candidate published after query | Computed |
|
| 200 |
| 14 | `query_log_citations` | log(query_citation_count + 1) | Computed |
|
| 201 |
| 15 | `citation_count_ratio` | candidate_citations / (query_citations + 1) | Computed |
|
| 202 |
| 16 | `age_ratio` | candidate_age / (query_age + 1) | Computed |
|
| 203 |
| 17 | `candidate_citations_per_year` | citation_count / max(age_years, 0.5) | Computed |
|
| 204 |
+
| 18 | `query_num_references` | Papers the query cites (in-corpus) | Citation graph |
|
| 205 |
+
| 19 | `candidate_num_cited_by` | Corpus papers that cite the candidate | Citation graph |
|
| 206 |
|
| 207 |
### User Behavior Features (20-30) β Zero-filled for pseudo-labels, active for real users
|
| 208 |
|
| 209 |
| # | Feature | Description | Source in ResearchIT |
|
| 210 |
|---|---------|-------------|---------------------|
|
| 211 |
+
| 20 | `ewma_longterm_similarity` | cos(candidate, long-term EWMA profile) | `profiles.py` Ξ±=0.03 |
|
| 212 |
+
| 21 | `ewma_shortterm_similarity` | cos(candidate, short-term EWMA profile) | `profiles.py` Ξ±=0.40 |
|
| 213 |
+
| 22 | `ewma_negative_similarity` | cos(candidate, negative EWMA profile) | `profiles.py` Ξ±=0.15 |
|
| 214 |
+
| 23 | `cluster_importance` | Importance weight of serving cluster | `clustering.py` |
|
| 215 |
+
| 24 | `cluster_distance_to_medoid` | cos(candidate, cluster medoid) | `clustering.py` |
|
| 216 |
+
| 25 | `is_suppressed_category` | 1 if category suppressed (β₯3 dismissals in 14d) | `db.py` |
|
| 217 |
+
| 26 | `onboarding_category_match` | 1 if matches onboarding selections | `db.py` |
|
| 218 |
+
| 27 | `user_total_saves` | Total papers saved | `interactions` table |
|
| 219 |
+
| 28 | `user_total_dismissals` | Total papers dismissed | `interactions` table |
|
| 220 |
+
| 29 | `user_days_since_last_save` | Days since last save | `interactions` table |
|
| 221 |
| 30 | `user_session_save_count` | Saves in current session | In-memory state |
|
| 222 |
|
| 223 |
+
### Cross Features (31-36) β Interaction terms
|
| 224 |
|
| 225 |
| # | Feature | Formula |
|
| 226 |
|---|---------|---------|
|
|
|
|
| 231 |
| 35 | `position_inverse` | 1 / (candidate_position + 1) |
|
| 232 |
| 36 | `citations_x_recency` | candidate_log_citations Γ candidate_recency_score |
|
| 233 |
|
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|
| 234 |
---
|
| 235 |
|
| 236 |
+
## π Reproducing the Pipeline
|
| 237 |
|
| 238 |
### Prerequisites
|
| 239 |
```bash
|
| 240 |
pip install httpx pyarrow tqdm numpy qdrant-client lightgbm
|
| 241 |
```
|
| 242 |
|
| 243 |
+
### Step 1: Export Corpus IDs
|
| 244 |
+
Export arXiv IDs from Turso:
|
| 245 |
```sql
|
| 246 |
SELECT arxiv_id FROM papers;
|
| 247 |
```
|
| 248 |
+
Save as `arxiv_ids.txt` (one ID per line). Our corpus: 1,597,097 IDs.
|
| 249 |
|
| 250 |
+
### Step 2: Fetch Citation Edges (~30 min for 50K papers)
|
| 251 |
```bash
|
|
|
|
| 252 |
python scripts/01_fetch_citation_edges.py \
|
| 253 |
--corpus-file arxiv_ids.txt \
|
| 254 |
+
--output citations.parquet \
|
| 255 |
+
--max-papers 50000 # sample for rate limits; remove for full corpus
|
| 256 |
+
```
|
| 257 |
|
| 258 |
+
- Supports checkpoint/resume (safe to interrupt)
|
| 259 |
+
- S2 API key optional but recommended (faster rate limit)
|
| 260 |
+
- Filters to in-corpus edges (both papers must be in Qdrant)
|
| 261 |
+
- Our run: 50K papers β 242,179 in-corpus edges
|
| 262 |
+
|
| 263 |
+
### Step 3: Generate Training Triples (~80 min)
|
| 264 |
+
```bash
|
| 265 |
python scripts/02_generate_training_triples.py \
|
| 266 |
--citations citations.parquet \
|
| 267 |
--corpus-file arxiv_ids.txt \
|
| 268 |
--qdrant-url "$QDRANT_URL" \
|
| 269 |
--qdrant-api-key "$QDRANT_API_KEY" \
|
| 270 |
+
--qdrant-collection arxiv_bgem3_dense \
|
| 271 |
--turso-url "$TURSO_URL" \
|
| 272 |
--turso-token "$TURSO_DB_TOKEN" \
|
| 273 |
+
--output-dir ./ltr_dataset \
|
| 274 |
+
--num-queries 2000 \
|
| 275 |
+
--candidates-per-query 50
|
| 276 |
+
```
|
| 277 |
+
|
| 278 |
+
- Enforces time-split: train on pre-2023, eval on 2023+
|
| 279 |
+
- Asserts no temporal leakage: `max(train.year) < min(eval.year)`
|
| 280 |
+
- Uses `scroll()` + `query_points()` for qdrant-client 1.17+
|
| 281 |
+
- Our run: 90,993 train rows + 7,007 eval rows
|
| 282 |
|
| 283 |
+
### Step 4: Train Model (~5 min)
|
| 284 |
+
```bash
|
| 285 |
python scripts/03_train_lightgbm.py \
|
| 286 |
--train-file ltr_dataset/train.parquet \
|
| 287 |
--eval-file ltr_dataset/eval.parquet \
|
| 288 |
+
--output-dir ./model_output \
|
| 289 |
+
--num-boost-round 500 \
|
| 290 |
+
--learning-rate 0.05
|
| 291 |
```
|
| 292 |
|
| 293 |
+
- Evaluates nDCG@5/10/20, Recall@10/50, HR@10, MRR
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| 294 |
+
- Compares LightGBM vs exact heuristic baseline
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| 295 |
+
- Reports feature importance, latency benchmark, per-query win rates
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| 296 |
+
- Our run: early stopped at iteration 141, 948 KB model
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| 298 |
---
|
| 299 |
|
| 300 |
+
## π Integration Into ResearchIT
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| 301 |
+
|
| 302 |
+
See [INTEGRATION_GUIDE.md](INTEGRATION_GUIDE.md) for the complete step-by-step guide.
|
| 303 |
|
| 304 |
+
**Quick summary** β add to `app/recommend/reranker.py`:
|
| 305 |
|
| 306 |
```python
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| 307 |
import lightgbm as lgb
|
| 308 |
|
| 309 |
+
# Load once at startup
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| 310 |
_lgb_model = None
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| 311 |
try:
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| 312 |
+
_lgb_model = lgb.Booster(model_file="production_model/reranker_v1.txt")
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| 313 |
+
print("[reranker] LightGBM model loaded (948 KB)")
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| 314 |
except Exception:
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| 315 |
+
print("[reranker] LightGBM unavailable β using heuristic fallback")
|
| 316 |
|
| 317 |
# In rerank_candidates():
|
|
|
|
| 318 |
if _lgb_model is not None:
|
| 319 |
+
features = compute_features_v2(user, candidates) # 37-dim feature vector
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| 320 |
scores = _lgb_model.predict(features)
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| 321 |
else:
|
| 322 |
+
scores = heuristic_score(candidates) # existing fallback
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| 323 |
```
|
| 324 |
|
| 325 |
+
The heuristic scorer remains as a permanent fallback. If the model file is missing or fails to load, the system silently uses the heuristic. No user-facing impact.
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|
| 326 |
|
| 327 |
---
|
| 328 |
|
| 329 |
+
## β οΈ Known Limitations
|
| 330 |
+
|
| 331 |
+
### Citation β User Interest
|
| 332 |
+
Citation pseudo-labels ("cited in bibliography") β real user signals ("saved in feed"). A foundational paper like "Attention Is All You Need" gets label=2 in citation data but might be dismissed by users who've already read it.
|
| 333 |
+
|
| 334 |
+
**Mitigation:** The `candidate_log_citations` and `candidate_citations_per_year` features help learn a popularity curve. When 500+ real user interactions accumulate, retrain on actual save/dismiss data β the 11 user behavior features (20-30) activate and the model learns real preferences.
|
| 335 |
+
|
| 336 |
+
### Sampled Corpus (50K of 1.6M)
|
| 337 |
+
We sampled 50K papers for S2 API calls due to rate limiting, yielding 242K in-corpus edges. The full corpus would produce ~8-10M edges with a valid API key or S2 bulk download. More edges β more training data β better model.
|
| 338 |
|
| 339 |
+
### S2 API Key
|
| 340 |
+
The provided API key returned 403 Forbidden. We ran unauthenticated at ~1.5s delay per request. A working key or the S2 bulk dataset download would be significantly faster.
|
|
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|
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|
|
| 341 |
|
| 342 |
+
### Pseudo-Label Heuristic Baseline
|
| 343 |
+
The heuristic baseline uses `qdrant_cosine_score` as proxy for `ewma_longterm_similarity` (feature 20) since real EWMA profiles don't exist for pseudo-users. This is fair but means the heuristic baseline nDCG (0.264) is lower than what the real heuristic achieves in production with actual user profiles.
|
| 344 |
|
| 345 |
---
|
| 346 |
|
| 347 |
+
## πΊοΈ Roadmap
|
| 348 |
+
|
| 349 |
+
| Step | Description | Status |
|
| 350 |
+
|------|-------------|--------|
|
| 351 |
+
| ~~1. Citation edges~~ | S2 API scraping | β
Done (242K edges) |
|
| 352 |
+
| ~~2. Training triples~~ | Qdrant ANN + Turso β labeled data | β
Done (98K rows) |
|
| 353 |
+
| ~~3. LightGBM training~~ | lambdarank + eval | β
Done (nDCG@10: 0.879) |
|
| 354 |
+
| ~~4. Synthetic testing~~ | Test suite on synthetic data | β
Done (6 categories pass) |
|
| 355 |
+
| 5. `compute_features()` expansion | 5β37 features in reranker.py | π Next (Opus) |
|
| 356 |
+
| 6. Model loading + fallback | Wire `lgb.Booster` into reranker | π Next (Opus) |
|
| 357 |
+
| 7. `requirements.txt` update | Add `lightgbm>=4.0` | π Next (Opus) |
|
| 358 |
+
| 8. Integration testing + deploy | End-to-end verification | π Next (Opus) |
|
| 359 |
+
| 9. Real user data retrain | 500+ interactions β retrain with features 20-30 | Future |
|
| 360 |
+
| 10. Phase 8b: TinyBERT + LightGBM-2 | Cross-encoder reranker stage | Future |
|
| 361 |
|
| 362 |
+
---
|
|
|
|
| 363 |
|
| 364 |
+
## π References
|
| 365 |
|
| 366 |
+
- **ResearchIT Doc 06 Β§3.1** β LightGBM lambdarank architecture decision
|
| 367 |
+
- **ResearchIT Doc 07 Β§A6** β Time-split evaluation protocol
|
| 368 |
+
- **ResearchIT Doc 07 Β§B.4** β Multi-stage reranker architecture (LightGBM-1 β TinyBERT β LightGBM-2)
|
| 369 |
+
- **PinnerSage** (Pal et al., KDD 2020) β Ward clustering + importance-weighted retrieval
|
| 370 |
+
- **Taobao ULIM** (Meng et al., RecSys 2025) β Quota allocation, +5.54% CTR
|
| 371 |
+
- **YouTube DNN** (Xia et al., 2023) β 3Γ gain from negative signals in reranking
|
| 372 |
+
- **RRF Analysis** (Bruch et al., SIGIR 2022) β RRF optimizes Recall not nDCG
|
| 373 |
|
| 374 |
---
|
| 375 |
|
| 376 |
+
## π οΈ Dependencies
|
| 377 |
+
|
| 378 |
```
|
| 379 |
lightgbm>=4.0
|
| 380 |
httpx>=0.24
|
|
|
|
| 386 |
|
| 387 |
---
|
| 388 |
|
| 389 |
+
## π License
|
| 390 |
|
| 391 |
+
This model and pipeline are part of the ResearchIT project by [@siddhm11](https://huggingface.co/siddhm11).
|
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