Publish LoopBench v0.1.0 evidence bundle
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- CITATION.cff +10 -0
- DYCK_REPLICATION_PLAN.md +51 -0
- LICENSE +200 -0
- README.md +149 -0
- STAGE1A_RESULTS.md +178 -0
- artifacts/dyck1_iteration_dynamics.csv +121 -0
- artifacts/dyck1_iteration_dynamics.json +61 -0
- artifacts/stage1a_hero.svg +0 -0
- artifacts/stage1a_metrics.csv +0 -0
- artifacts/stage1a_summary.json +983 -0
- checkpoints/stage0_validation/stage0_addition/seed_0.pt +3 -0
- checkpoints/stage0_validation/stage0_addition/seed_1.pt +3 -0
- checkpoints/stage0_validation/stage0_addition/seed_2.pt +3 -0
- checkpoints/stage0_validation/stage0_addition/seed_3.pt +3 -0
- checkpoints/stage0_validation/stage0_addition/seed_4.pt +3 -0
- checkpoints/stage0_validation/stage0_copy/seed_0.pt +3 -0
- checkpoints/stage0_validation/stage0_copy/seed_1.pt +3 -0
- checkpoints/stage0_validation/stage0_copy/seed_2.pt +3 -0
- checkpoints/stage0_validation/stage0_copy/seed_3.pt +3 -0
- checkpoints/stage0_validation/stage0_copy/seed_4.pt +3 -0
- checkpoints/stage0_validation/stage0_divergence/seed_0.pt +3 -0
- checkpoints/stage0_validation/stage0_divergence/seed_1.pt +3 -0
- checkpoints/stage0_validation/stage0_divergence/seed_2.pt +3 -0
- checkpoints/stage0_validation/stage0_divergence/seed_3.pt +3 -0
- checkpoints/stage0_validation/stage0_divergence/seed_4.pt +3 -0
- checkpoints/stage0_validation/stage0_dyck1/seed_0.pt +3 -0
- checkpoints/stage0_validation/stage0_dyck1/seed_1.pt +3 -0
- checkpoints/stage0_validation/stage0_dyck1/seed_2.pt +3 -0
- checkpoints/stage0_validation/stage0_dyck1/seed_3.pt +3 -0
- checkpoints/stage0_validation/stage0_dyck1/seed_4.pt +3 -0
- checkpoints/stage0_validation/stage0_parity/seed_0.pt +3 -0
- checkpoints/stage0_validation/stage0_parity/seed_1.pt +3 -0
- checkpoints/stage0_validation/stage0_parity/seed_2.pt +3 -0
- checkpoints/stage0_validation/stage0_parity/seed_3.pt +3 -0
- checkpoints/stage0_validation/stage0_parity/seed_4.pt +3 -0
- checkpoints/stage0_validation/stage0_prefix_sum/seed_0.pt +3 -0
- checkpoints/stage0_validation/stage0_prefix_sum/seed_1.pt +3 -0
- checkpoints/stage0_validation/stage0_prefix_sum/seed_2.pt +3 -0
- checkpoints/stage0_validation/stage0_prefix_sum/seed_3.pt +3 -0
- checkpoints/stage0_validation/stage0_prefix_sum/seed_4.pt +3 -0
- checkpoints/stage1a/s1a_addition_p0.0/seed_0.pt +3 -0
- checkpoints/stage1a/s1a_addition_p0.0/seed_1.pt +3 -0
- checkpoints/stage1a/s1a_addition_p0.0/seed_2.pt +3 -0
- checkpoints/stage1a/s1a_addition_p0.0/seed_3.pt +3 -0
- checkpoints/stage1a/s1a_addition_p0.0/seed_4.pt +3 -0
- checkpoints/stage1a/s1a_addition_p0.25/seed_0.pt +3 -0
- checkpoints/stage1a/s1a_addition_p0.25/seed_1.pt +3 -0
- checkpoints/stage1a/s1a_addition_p0.25/seed_2.pt +3 -0
- checkpoints/stage1a/s1a_addition_p0.25/seed_3.pt +3 -0
- checkpoints/stage1a/s1a_addition_p0.25/seed_4.pt +3 -0
CITATION.cff
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cff-version: 1.2.0
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message: "If you use LoopBench, please cite it using this metadata."
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title: "LoopBench: Length Generalization in Looped Transformers"
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type: software
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authors:
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- family-names: Smirnov
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given-names: Vadim
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email: ukint-vs@proton.me
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version: 0.1.0
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license: Apache-2.0
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DYCK_REPLICATION_PLAN.md
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# Dyck-1 independent replication protocol
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Locked before training at **2026-07-21T14:32:51+04:00**.
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## Motivation
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The discovery cohort (seeds 0–14) found a large far-OOD exact-match gain for
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`p=.5` over `p=0`, but the primary paired test was marginal (`t=2.247`,
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two-sided threshold `2.145`) and its balanced-accuracy sensitivity check did not
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clear the same threshold (`t=2.127`). Because the decision to collect more seeds
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followed that result, a pooled 30-seed test would inherit optional-stopping bias.
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Seeds 15–29 are therefore a separate confirmatory replication cohort.
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## Frozen experiment
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- Task: Dyck-1.
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- Arms: `p=0` and `p=.5`.
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- Training seeds: 15–29, paired across arms; no overlap with discovery seeds.
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- Six isolated five-seed jobs: seed starts 15, 20, and 25 for each arm.
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- Configuration: exactly `scripts/dyck1_seedscale.py::job_config` — two physical
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LoopDeepNorm blocks, `R=8`, recall-add, fixed schedule, `n_ref=max`, batch 128,
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AdamW LR `3e-4`, Muon LR `.01`, 2,500 maximum steps, curriculum enabled,
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truncated-BPTT window `k=8`, and MPS/bfloat16.
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- Checkpoint selection: best ID validation accuracy using seed 4242, unchanged
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from Stage 1a.
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- Held-out evaluation: 2,048 shared examples per bucket, evaluation seed
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20260721 (bucket-specific offset as implemented), inference `R=8`.
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- All 30 runs will be trained and reported regardless of interim outcomes.
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## Confirmatory endpoint
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The sole confirmatory endpoint is per-seed far-OOD exact-match accuracy on
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lengths 62–80. For each seed, compute `p=.5 - p=0`, then apply a paired,
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two-sided t-test across replication seeds 15–29 (`n=15`, `df=14`, `alpha=.05`,
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critical `|t|=2.1447867`). Replication succeeds only if the mean difference is
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positive and `t > 2.1447867`.
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The replication means, mean paired difference, paired t-statistic, and decision
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will be reported regardless of direction. No task, bucket, metric, seed, or
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checkpoint will be excluded after training except a documented technical failure
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that prevents a checkpoint from being produced.
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## Secondary and descriptive analyses
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- Far-OOD balanced exact match on the same replication cohort.
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- Near-OOD (22–40), mid-OOD (42–60), and ID (2–20) exact match.
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- Discovery (seeds 0–14) and replication (seeds 15–29) results side by side.
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- Pooled 30-seed mean differences and 95% confidence intervals as descriptive
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estimates only; no pooled confirmatory p-value.
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Any analysis not listed above is exploratory and will be labeled as such.
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LICENSE
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Apache License
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|
README.md
ADDED
|
@@ -0,0 +1,149 @@
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|
|
| 1 |
+
# LoopBench
|
| 2 |
+
|
| 3 |
+
A length-generalization study of **looped transformers** on algorithmic tasks,
|
| 4 |
+
run entirely on a single Apple Silicon machine (M4 Max, PyTorch/MPS). Tiny
|
| 5 |
+
decoder-only models (~0.8–3M params) are trained on seeded algorithmic
|
| 6 |
+
generators and evaluated for out-of-distribution (OOD) length extrapolation.
|
| 7 |
+
|
| 8 |
+
The confirmed R=8 result: **the depth-scaling exponent `p` improves held-out
|
| 9 |
+
Dyck-1 length extrapolation without materially changing ID accuracy**. An
|
| 10 |
+
independent, predeclared 15-pair replication improved far-OOD exact match from
|
| 11 |
+
.403 to .614 (+.211, paired t=2.734, 95% CI [.046, .377]); its class-balanced
|
| 12 |
+
sensitivity check also replicated. Addition remains at 0% OOD and parity
|
| 13 |
+
returns to chance despite better ID training. The completed five-task R=8 sweep
|
| 14 |
+
also finds that p=.5 strongly improves prefix-sum ID trainability (.649→.953;
|
| 15 |
+
exploratory paired t=2.816) and removes a copy seed failure, but both tasks stay
|
| 16 |
+
at effectively 0% OOD: better optimization is not algorithmic extrapolation.
|
| 17 |
+
An exploratory inference-depth probe finds that the Dyck advantage is already
|
| 18 |
+
present at R=1 and peaks at R=4, so it does not support a simple mechanism where
|
| 19 |
+
`p` merely prevents degradation in later loop iterations.
|
| 20 |
+
|
| 21 |
+
## Method in one screen
|
| 22 |
+
|
| 23 |
+
- **Model** (`loopbench/model.py`): decoder-only, RMSNorm, RoPE (base 10000),
|
| 24 |
+
SwiGLU. Two block styles:
|
| 25 |
+
- `preln` — standard pre-norm residual block (the control).
|
| 26 |
+
- `loopdeepnorm` — [DeepLoop's](https://arxiv.org/abs/2607.13491) hybrid
|
| 27 |
+
sandwich, `α = (2N)^p` on the residual, `β = (8N)^(−p)` applied once at
|
| 28 |
+
init to the output projections, `N = K · R_ref`. `p = 0` ⇒ `α = β = 1`
|
| 29 |
+
(unscaled).
|
| 30 |
+
- **Loop**: `K` physical blocks applied `R` times; optional Bansal-style input
|
| 31 |
+
injection (`recall = add`). Truncated backprop keeps grad for the last
|
| 32 |
+
`backprop_window = 8` iterations. This gives full gradient coverage at R=8;
|
| 33 |
+
fixed k=8 is **not** comparable at larger R.
|
| 34 |
+
- **Schedules** (`loopbench/schedules.py`): `fixed`, `uniform`,
|
| 35 |
+
`poisson_lognormal`; `n_ref ∈ {max, mean, per_batch}` sets the `N` behind
|
| 36 |
+
`α/β` (research question RQ2).
|
| 37 |
+
- **Tasks** (`loopbench/tasks/`): binary addition, parity, copy, Dyck-1,
|
| 38 |
+
prefix-sums (mod 7). Pure-Python, seeded, emitting `[runs, batch, seq]`
|
| 39 |
+
tensors directly. **Full-answer prediction (FAP)**: the model reads
|
| 40 |
+
`<question> EOQ` and predicts the whole `<answer> EOS`; loss is masked to the
|
| 41 |
+
answer span; the metric is exact match over that span.
|
| 42 |
+
|
| 43 |
+
## Throughput levers (built in from day one)
|
| 44 |
+
|
| 45 |
+
Tiny models on MPS are overhead-bound, so the grid's wall-clock is attacked by:
|
| 46 |
+
|
| 47 |
+
1. **Run-stacking** (`loopbench/stacking.py`) — all seeds of a cell train as one
|
| 48 |
+
`vmap`-ed model (`stack_module_state` + `functional_call` + `vmap`). One
|
| 49 |
+
process, N runs, ~one run's wall time. bf16 is applied by explicit casting,
|
| 50 |
+
not `torch.autocast` (which does not compose under `vmap` on MPS).
|
| 51 |
+
Memory-heavy copy/prefix cells use deterministic seed shards `(0,1)`, `(2,3)`,
|
| 52 |
+
`(4)` and merge their logs; this changes parallelism, not experiment factors.
|
| 53 |
+
2. **No hidden syncs** — metrics accumulate on-device; host transfer every
|
| 54 |
+
`log_every` steps; divergence is a device-side check.
|
| 55 |
+
3. **Truncated backprop** through the loop (in the model).
|
| 56 |
+
4. **Early stopping** with a token ledger.
|
| 57 |
+
5. **On-device pregenerated data** (`loopbench/data.py`) — one pool tensor,
|
| 58 |
+
moved to the device once, indexed per step. No DataLoader.
|
| 59 |
+
|
| 60 |
+
Per-run divergence is masked out so one diverging seed cannot poison its
|
| 61 |
+
stack-mates.
|
| 62 |
+
|
| 63 |
+
## Quickstart
|
| 64 |
+
|
| 65 |
+
```bash
|
| 66 |
+
uv sync --frozen
|
| 67 |
+
uv run pytest # unit tests (tasks, model, stacking, schedules)
|
| 68 |
+
|
| 69 |
+
# Stage 0 bring-up + divergence probe (the gate before the grid)
|
| 70 |
+
uv run python scripts/stage0.py
|
| 71 |
+
|
| 72 |
+
# A single stacked job
|
| 73 |
+
uv run python -m loopbench.train --task addition --seeds 0,1,2,3,4 \
|
| 74 |
+
--k-layers 2 --R 8 --recall add --device mps
|
| 75 |
+
|
| 76 |
+
# Rebuild the committed Stage-1a summary and hero figure
|
| 77 |
+
uv run python scripts/analyze_stage1a.py
|
| 78 |
+
|
| 79 |
+
# Rebuild the exploratory Dyck inference-depth probe
|
| 80 |
+
uv run python scripts/analyze_iteration_dynamics.py
|
| 81 |
+
```
|
| 82 |
+
|
| 83 |
+
Outputs: per-job JSON in `runs/<name>.json` (config, per-seed training curves,
|
| 84 |
+
ID/OOD exact-match by eval length × inference-R, per-iteration activation norms,
|
| 85 |
+
per-block grad norms, divergence flags, token ledger, tokens/sec) and per-seed
|
| 86 |
+
checkpoints in `checkpoints/<name>/seed_<s>.pt` for full reevaluation.
|
| 87 |
+
The committed CSV/JSON/SVG evidence can be regenerated without the raw training
|
| 88 |
+
runs. Full reevaluation requires the separately distributed checkpoint bundle.
|
| 89 |
+
|
| 90 |
+
## Comparability pins (read this before comparing numbers)
|
| 91 |
+
|
| 92 |
+
Results here are **internally comparable at R=8 and only qualitatively comparable
|
| 93 |
+
to prior papers**. The pins for the confirmed R=8 study are:
|
| 94 |
+
|
| 95 |
+
- **Tokenizer**: task-specific symbol vocabularies (< 50 symbols), shared
|
| 96 |
+
special tokens (`PAD=0`, `EOS=1`, `EOQ=2`).
|
| 97 |
+
- **Supervision**: full-answer prediction (FAP), matching Fan et al. Next-token
|
| 98 |
+
variants are out of scope.
|
| 99 |
+
- **Positions**: RoPE, base 10000 (NoPE available as a flag but PE ablations are
|
| 100 |
+
out of scope).
|
| 101 |
+
- **Optimizer**: Muon on attention/MLP matrices (muon_lr 0.01) + AdamW
|
| 102 |
+
β=(0.9, 0.95), lr 3e-4 on embeddings/head/norms; cosine schedule, warmup, and
|
| 103 |
+
grad clip 1.0. These LoopDeepNorm values were frozen for Stage 1a. Embeddings
|
| 104 |
+
use init std 0.02 to remove the cold-start logit spike.
|
| 105 |
+
- **Precision**: bf16 on MPS (fp32 fallback off-device). Seeds control
|
| 106 |
+
data + init; run-level numeric noise on MPS is reported as part of the
|
| 107 |
+
seed variance.
|
| 108 |
+
- **Checkpoint/evaluation**: weights are selected only by ID validation seed
|
| 109 |
+
4242, then reloaded and evaluated on shared held-out seed 20260721.
|
| 110 |
+
- **Causal scope**: `p` changes residual scaling and output-projection
|
| 111 |
+
initialization together. Without a non-recurrent model trained under the same
|
| 112 |
+
α/β values, the Dyck result is not evidence that the benefit is specific to
|
| 113 |
+
weight tying or recurrence.
|
| 114 |
+
- **Gradient coverage**: k=8 covers all R=8 iterations. The aborted R=32 gate had
|
| 115 |
+
only 25% coverage, so it is documented as a blocked method extension rather
|
| 116 |
+
than evidence about high-recurrence capacity.
|
| 117 |
+
|
| 118 |
+
## What this contributes
|
| 119 |
+
|
| 120 |
+
- A small Apple-Silicon research harness for stacked independent runs,
|
| 121 |
+
per-seed early stopping, best-checkpoint capture, and memory-safe evaluation.
|
| 122 |
+
- A reproducible separation between improved ID optimization and genuine length
|
| 123 |
+
extrapolation across five tasks, with checkpoint hashes and generated evidence
|
| 124 |
+
artifacts. Prefix-sum is the sharp negative control: large ID gain, zero OOD.
|
| 125 |
+
- A methodological warning for recurrent-depth studies: fixed truncated-BPTT
|
| 126 |
+
windows change credit coverage as R changes.
|
| 127 |
+
- A bounded practical result: a separate one-seed HDFS short-to-long anomaly
|
| 128 |
+
gate did not validate a loop-model advantage; the matched Transformer won on
|
| 129 |
+
far-OOD AUPRC (.699 versus .509), so the transfer study stopped at its gate.
|
| 130 |
+
|
| 131 |
+
Stage 1a is consolidated in [STAGE1A_RESULTS.md](STAGE1A_RESULTS.md). The R=32
|
| 132 |
+
extension is deferred until k/R gradient comparability is solved.
|
| 133 |
+
|
| 134 |
+
## Documentation
|
| 135 |
+
|
| 136 |
+
- [STAGE1A_RESULTS.md](STAGE1A_RESULTS.md) — final metrics, statistical tests,
|
| 137 |
+
limitations, and evidence inventory.
|
| 138 |
+
- [DYCK_REPLICATION_PLAN.md](DYCK_REPLICATION_PLAN.md) — frozen independent
|
| 139 |
+
replication protocol, committed before seeds 15–29 were trained.
|
| 140 |
+
- [RESEARCH_NOTES.md](RESEARCH_NOTES.md) — RASP-L framing and practical-transfer
|
| 141 |
+
rationale.
|
| 142 |
+
- [STAGE1_PLAN.md](STAGE1_PLAN.md) — frozen experiment contract.
|
| 143 |
+
|
| 144 |
+
## Citation / license / contact
|
| 145 |
+
|
| 146 |
+
Citation metadata is in [CITATION.cff](CITATION.cff).
|
| 147 |
+
LoopBench is available under the [Apache License 2.0](LICENSE).
|
| 148 |
+
|
| 149 |
+
Vadim Smirnov · `ukint-vs@proton.me`
|
STAGE1A_RESULTS.md
ADDED
|
@@ -0,0 +1,178 @@
|
|
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|
|
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|
|
| 1 |
+
# Stage 1a results — depth scaling and length extrapolation
|
| 2 |
+
|
| 3 |
+
## Setup and final evaluation
|
| 4 |
+
|
| 5 |
+
Training swept `p ∈ {0, 0.25, 0.5}` over addition, Dyck-1, parity, copy, and
|
| 6 |
+
prefix-sum with five seeds, R=8, K=2, fixed schedule, additive recall, and the
|
| 7 |
+
retuned LoopDeepNorm optimizer settings. Dyck-1 p∈{0,0.5} uses a 15-pair
|
| 8 |
+
discovery cohort (seeds 0–14) and a separately predeclared 15-pair replication
|
| 9 |
+
cohort (seeds 15–29). Copy and prefix-sum were the completed R=8 remaining-task
|
| 10 |
+
expansion; their memory-heavy cells were split into seed shards, which changes
|
| 11 |
+
only execution parallelism, then merged into the canonical five-seed logs.
|
| 12 |
+
|
| 13 |
+
The final numbers below do **not** select a logged evaluation step. Each saved
|
| 14 |
+
best-ID checkpoint (selected on deterministic validation seed 4242) was loaded
|
| 15 |
+
and evaluated on a new shared held-out set: seed 20260721, 2,048 examples per
|
| 16 |
+
ID/OOD bucket, inference R=8. See `scripts/analyze_stage1a.py` and
|
| 17 |
+
`artifacts/stage1a_summary.json`.
|
| 18 |
+
|
| 19 |
+
| task | p | seeds | held-out ID | OOD by increasing length bucket |
|
| 20 |
+
|---|---:|---:|---:|---|
|
| 21 |
+
| addition | 0 | 5 | .827 | .000 / .000 / .000 |
|
| 22 |
+
| addition | .25 | 5 | .945 | .000 / .000 / .000 |
|
| 23 |
+
| addition | .5 | 5 | .998 | .000 / .000 / .000 |
|
| 24 |
+
| Dyck-1 | 0 | 30 | .923 | .706 / .497 / .412 |
|
| 25 |
+
| Dyck-1 | .25 | 5 | .929 | .790 / .683 / .557 |
|
| 26 |
+
| Dyck-1 | .5 | 30 | .942 | .816 / .708 / .613 |
|
| 27 |
+
| parity | 0 | 5 | .524 | .502 / .486 / .395 / .378 |
|
| 28 |
+
| parity | .25 | 5 | .567 | .500 / .499 / .485 / .478 |
|
| 29 |
+
| parity | .5 | 5 | .883 | .507 / .503 / .493 / .498 |
|
| 30 |
+
| copy | 0 | 5 | .847 | .000 / .000 / .000 |
|
| 31 |
+
| copy | .25 | 5 | .996 | .0002 / .000 / .000 |
|
| 32 |
+
| copy | .5 | 5 | .996 | .0009 / .000 / .000 |
|
| 33 |
+
| prefix-sum | 0 | 5 | .649 | .000 / .000 / .000 |
|
| 34 |
+
| prefix-sum | .25 | 5 | .769 | .000 / .000 / .000 |
|
| 35 |
+
| prefix-sum | .5 | 5 | .953 | .000 / .000 / .000 |
|
| 36 |
+
|
| 37 |
+
## Findings
|
| 38 |
+
|
| 39 |
+
1. **The mean ID direction is consistent across all five tasks, but the
|
| 40 |
+
strength of evidence varies.** Nominal paired tests clear the two-sided .05
|
| 41 |
+
threshold only for parity (t=7.56) and prefix-sum (t=2.82); addition
|
| 42 |
+
(t=1.72) and copy (t=1.05) have large mean gains driven by seed failures,
|
| 43 |
+
while Dyck-1 ID is nearly unchanged (.923→.942). These task-wise ID tests
|
| 44 |
+
are exploratory and not multiplicity-corrected.
|
| 45 |
+
2. **ID improvement does not imply length extrapolation.** Addition remains at
|
| 46 |
+
zero OOD exact match, parity approaches chance, and both multi-token copy and
|
| 47 |
+
prefix-sum remain effectively zero across every OOD bucket even at p=.5.
|
| 48 |
+
3. **Dyck-1 is the positive result.** With ID held effectively constant, p=.5
|
| 49 |
+
improves OOD exact match, and the gain is larger away from the training
|
| 50 |
+
range.
|
| 51 |
+
|
| 52 |
+
## Exploratory trainability expansion
|
| 53 |
+
|
| 54 |
+
These comparisons were added after the three-task core and are exploratory,
|
| 55 |
+
with no multiple-comparison correction. On the fresh held-out ID set,
|
| 56 |
+
prefix-sum p=.5 improves exact match from .649±.187 to .953±.103 (+.304; five
|
| 57 |
+
paired seeds, t=2.816, df=4; nominal two-sided threshold 2.776). Copy improves
|
| 58 |
+
from .847±.318 to .996±.006 because p>0 removes a p=0 seed failure, but the
|
| 59 |
+
paired statistic is not significant (t=1.050). The substantive conclusion is
|
| 60 |
+
trainability/stability, not length generalization: prefix-sum OOD is exactly
|
| 61 |
+
zero, and copy has only near-bucket traces below .001 before returning to zero.
|
| 62 |
+
|
| 63 |
+
## Dyck-1 discovery and pre-specified replication
|
| 64 |
+
|
| 65 |
+
Both cohorts use the paired p=0 versus p=.5 comparison on the far OOD bucket
|
| 66 |
+
(62–80), with training seed as the pairing unit. The first five pairs suggested
|
| 67 |
+
an underpowered effect, after which seeds 5–14 were added; seeds 0–14 are
|
| 68 |
+
therefore an adaptive discovery cohort, not a clean confirmatory test. After
|
| 69 |
+
observing that cohort's marginal result, the replication protocol was committed
|
| 70 |
+
before training seeds 15–29; see
|
| 71 |
+
`DYCK_REPLICATION_PLAN.md`. Each cohort uses a two-sided α=.05 critical value
|
| 72 |
+
of |t|>2.145 at df=14.
|
| 73 |
+
|
| 74 |
+
### Discovery cohort (seeds 0–14)
|
| 75 |
+
|
| 76 |
+
| bucket | p=0 | p=.5 | paired diff | paired t | role |
|
| 77 |
+
|---|---:|---:|---:|---:|---|
|
| 78 |
+
| near 22–40 | .735 | .832 | +.096 | 1.852 | secondary |
|
| 79 |
+
| mid 42–60 | .536 | .725 | +.189 | 2.626 | secondary |
|
| 80 |
+
| **far 62–80** | **.422** | **.613** | **+.191** | **2.247** | **discovery; nominal** |
|
| 81 |
+
|
| 82 |
+
The discovery far-OOD difference has a 95% CI of [.009, .373]. Its balanced
|
| 83 |
+
far-OOD sensitivity result is .437→.618 (+.182, t=2.127), just below the same
|
| 84 |
+
critical threshold. The earlier `t=2.56` was a legacy estimate reconstructed
|
| 85 |
+
from logged evaluations and is not a headline statistic.
|
| 86 |
+
|
| 87 |
+
### Independent replication cohort (seeds 15–29)
|
| 88 |
+
|
| 89 |
+
| bucket | p=0 | p=.5 | paired diff | paired t | 95% CI for diff |
|
| 90 |
+
|---|---:|---:|---:|---:|---:|
|
| 91 |
+
| ID 2–20 | .920 | .951 | +.031 | 1.561 | [-.012, .074] |
|
| 92 |
+
| near 22–40 | .676 | .800 | +.124 | 2.472 | [.016, .231] |
|
| 93 |
+
| mid 42–60 | .458 | .691 | +.233 | 3.439 | [.088, .378] |
|
| 94 |
+
| **far 62–80** | **.403** | **.614** | **+.211** | **2.734** | **[.046, .377]** |
|
| 95 |
+
|
| 96 |
+
The sole confirmatory endpoint replicates: the far-OOD mean difference is
|
| 97 |
+
positive and its paired statistic exceeds the frozen threshold. The
|
| 98 |
+
predeclared balanced sensitivity also replicates (.407→.622, +.215, t=2.853,
|
| 99 |
+
95% CI [.053, .377]). Thus the result no longer depends on ordinary rather than
|
| 100 |
+
class-balanced exact match.
|
| 101 |
+
|
| 102 |
+
Pooling the cohorts only to estimate magnitude gives far-OOD .412→.613, a
|
| 103 |
+
+.201 paired difference with 95% CI [.086, .316]. No pooled confirmatory
|
| 104 |
+
p-value is reported because adding seeds was decided after seeing the discovery
|
| 105 |
+
result.
|
| 106 |
+
|
| 107 |
+
All six replication jobs exited successfully and recorded no divergent runs,
|
| 108 |
+
but emitted late, non-fatal MPS command-buffer memory warnings. This technical
|
| 109 |
+
anomaly was resolved at the evidence gate rather than ignored: all 30 selected
|
| 110 |
+
replication checkpoints reloaded in a fresh process, all recomputed metrics are
|
| 111 |
+
finite, and every archived checkpoint hash matches the evidence CSV. The
|
| 112 |
+
reported results use only those fresh checkpoint evaluations.
|
| 113 |
+
|
| 114 |
+
## Interpretation and limits
|
| 115 |
+
|
| 116 |
+
- The predeclared 15-pair replication, consistent with the adaptive discovery
|
| 117 |
+
cohort, supports a narrow claim: in this R=8 setup, depth scaling improves
|
| 118 |
+
Dyck-1 length extrapolation without materially changing ID accuracy.
|
| 119 |
+
- The study does not establish that the benefit is specific to weight tying or
|
| 120 |
+
recurrence. The p=.5 α/β scheme is also an optimization/initialization change,
|
| 121 |
+
and there is no non-recurrent model trained with the same fixed scaling. The
|
| 122 |
+
R=1 probe still uses checkpoints trained at R=8, so it cannot fill that role.
|
| 123 |
+
- On copy and prefix-sum, p improves optimization robustness but does not rescue
|
| 124 |
+
multi-token length extrapolation. It also does not rescue arithmetic or
|
| 125 |
+
parity, nor show that the effect generalizes to arbitrary recurrent depth.
|
| 126 |
+
- R=32 under fixed k=8 is not comparable to R=8 because gradient coverage falls
|
| 127 |
+
from 100% to 25%. Truncated credit assignment is the leading explanation for
|
| 128 |
+
the failed R=32 gate, but k=16 did not establish causality.
|
| 129 |
+
|
| 130 |
+
## Exploratory iteration-dynamics probe
|
| 131 |
+
|
| 132 |
+
We tested one cheap mechanism hypothesis using the original 30 saved Dyck-1
|
| 133 |
+
discovery checkpoints:
|
| 134 |
+
if `p=.5` mainly stabilizes repeated computation, its advantage should grow
|
| 135 |
+
as inference recurrence increases. The same 512 held-out far-OOD examples were
|
| 136 |
+
evaluated at `R ∈ {1,2,4,8}` for all 15 paired seeds. The predeclared exploratory
|
| 137 |
+
threshold was at least 0.10 growth in the paired p-effect from R=1 to R=8.
|
| 138 |
+
|
| 139 |
+
| inference R | p=0 | p=.5 | paired difference | paired t |
|
| 140 |
+
|---:|---:|---:|---:|---:|
|
| 141 |
+
| 1 | .165 | .337 | +.172 | 1.744 |
|
| 142 |
+
| 2 | .074 | .366 | +.292 | 3.208 |
|
| 143 |
+
| 4 | .168 | .521 | +.352 | 3.942 |
|
| 144 |
+
| 8 | .417 | .610 | +.192 | 2.296 |
|
| 145 |
+
|
| 146 |
+
The hypothesis fails: effect growth from R=1 to R=8 is only +.021, and the
|
| 147 |
+
largest separation occurs at R=4. Thus the current evidence does not support a
|
| 148 |
+
simple "p prevents degradation in later iterations" mechanism. The advantage
|
| 149 |
+
already present at R=1 instead points to changed training dynamics or a changed
|
| 150 |
+
learned representation. This is post-hoc mechanism evidence, not a new
|
| 151 |
+
confirmatory endpoint.
|
| 152 |
+
|
| 153 |
+
There is a narrower post-hoc pattern: the p=.5 cohort mean rises monotonically
|
| 154 |
+
with inference R, while the p=0 mean does not. That is not evidence of greater
|
| 155 |
+
per-seed stability: only 8/15 p=.5 seeds are individually monotonic versus 6/15
|
| 156 |
+
at p=0, and p=.5 has higher across-seed SD at every tested R. It is a useful
|
| 157 |
+
hypothesis for a dedicated control, not a rescued mechanism claim.
|
| 158 |
+
|
| 159 |
+
The originally logged diagnostics cannot resolve that distinction: activation
|
| 160 |
+
RMS was measured after post-normalization and is mechanically about 1, while
|
| 161 |
+
block-gradient norms were measured after global clipping and therefore censor
|
| 162 |
+
absolute scale. A future causal run would need pre-normalization residual ratios
|
| 163 |
+
and pre-clip gradient norms, but no such run is justified by the current gate.
|
| 164 |
+
|
| 165 |
+
## Evidence artifacts
|
| 166 |
+
|
| 167 |
+
- `artifacts/stage1a_metrics.csv` — per-checkpoint metrics and SHA-256 hashes;
|
| 168 |
+
all 125 checkpoint hashes were independently verified (125/125 matches).
|
| 169 |
+
- `artifacts/stage1a_summary.json` — evaluation contract and aggregate tests.
|
| 170 |
+
- `artifacts/stage1a_hero.svg` — OOD versus p, mean±SD by task and bucket.
|
| 171 |
+
- `artifacts/dyck1_iteration_dynamics.{csv,json}` — exploratory inference-R
|
| 172 |
+
probe over the 30 saved Dyck-1 checkpoints.
|
| 173 |
+
|
| 174 |
+
Regenerate the summary and figure with `uv run python scripts/analyze_stage1a.py`.
|
| 175 |
+
With the separately distributed checkpoint bundle present, rebuild all metrics
|
| 176 |
+
with `uv run python scripts/analyze_stage1a.py --reevaluate`.
|
| 177 |
+
Regenerate the iteration probe with
|
| 178 |
+
`uv run python scripts/analyze_iteration_dynamics.py`.
|
artifacts/dyck1_iteration_dynamics.csv
ADDED
|
@@ -0,0 +1,121 @@
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
p,seed,R,exact_match
|
| 2 |
+
0.0,0,1,0.0
|
| 3 |
+
0.0,0,2,0.0
|
| 4 |
+
0.0,0,4,0.0
|
| 5 |
+
0.0,0,8,0.44921875
|
| 6 |
+
0.0,1,1,0.470703125
|
| 7 |
+
0.0,1,2,0.0
|
| 8 |
+
0.0,1,4,0.013671875
|
| 9 |
+
0.0,1,8,0.25390625
|
| 10 |
+
0.0,2,1,0.0
|
| 11 |
+
0.0,2,2,0.0
|
| 12 |
+
0.0,2,4,0.033203125
|
| 13 |
+
0.0,2,8,0.4921875
|
| 14 |
+
0.0,3,1,0.46875
|
| 15 |
+
0.0,3,2,0.08203125
|
| 16 |
+
0.0,3,4,0.572265625
|
| 17 |
+
0.0,3,8,0.572265625
|
| 18 |
+
0.0,4,1,0.0
|
| 19 |
+
0.0,4,2,0.0
|
| 20 |
+
0.0,4,4,0.0
|
| 21 |
+
0.0,4,8,0.46875
|
| 22 |
+
0.0,5,1,0.0
|
| 23 |
+
0.0,5,2,0.0
|
| 24 |
+
0.0,5,4,0.0
|
| 25 |
+
0.0,5,8,0.4296875
|
| 26 |
+
0.0,6,1,0.0
|
| 27 |
+
0.0,6,2,0.0
|
| 28 |
+
0.0,6,4,0.0
|
| 29 |
+
0.0,6,8,0.130859375
|
| 30 |
+
0.0,7,1,0.4609375
|
| 31 |
+
0.0,7,2,0.0
|
| 32 |
+
0.0,7,4,0.443359375
|
| 33 |
+
0.0,7,8,0.51171875
|
| 34 |
+
0.0,8,1,0.041015625
|
| 35 |
+
0.0,8,2,0.0
|
| 36 |
+
0.0,8,4,0.0
|
| 37 |
+
0.0,8,8,0.42578125
|
| 38 |
+
0.0,9,1,0.017578125
|
| 39 |
+
0.0,9,2,0.1015625
|
| 40 |
+
0.0,9,4,0.0703125
|
| 41 |
+
0.0,9,8,0.474609375
|
| 42 |
+
0.0,10,1,0.0
|
| 43 |
+
0.0,10,2,0.318359375
|
| 44 |
+
0.0,10,4,0.251953125
|
| 45 |
+
0.0,10,8,0.0
|
| 46 |
+
0.0,11,1,0.4609375
|
| 47 |
+
0.0,11,2,0.140625
|
| 48 |
+
0.0,11,4,0.466796875
|
| 49 |
+
0.0,11,8,0.466796875
|
| 50 |
+
0.0,12,1,0.0
|
| 51 |
+
0.0,12,2,0.0
|
| 52 |
+
0.0,12,4,0.455078125
|
| 53 |
+
0.0,12,8,0.46484375
|
| 54 |
+
0.0,13,1,0.02734375
|
| 55 |
+
0.0,13,2,0.0
|
| 56 |
+
0.0,13,4,0.0
|
| 57 |
+
0.0,13,8,0.40625
|
| 58 |
+
0.0,14,1,0.529296875
|
| 59 |
+
0.0,14,2,0.470703125
|
| 60 |
+
0.0,14,4,0.216796875
|
| 61 |
+
0.0,14,8,0.71484375
|
| 62 |
+
0.5,0,1,0.890625
|
| 63 |
+
0.5,0,2,0.892578125
|
| 64 |
+
0.5,0,4,0.869140625
|
| 65 |
+
0.5,0,8,0.587890625
|
| 66 |
+
0.5,1,1,0.0
|
| 67 |
+
0.5,1,2,0.470703125
|
| 68 |
+
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artifacts/dyck1_iteration_dynamics.json
ADDED
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{
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artifacts/stage1a_hero.svg
ADDED
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artifacts/stage1a_metrics.csv
ADDED
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The diff for this file is too large to render.
See raw diff
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artifacts/stage1a_summary.json
ADDED
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|
checkpoints/stage0_validation/stage0_addition/seed_0.pt
ADDED
|
@@ -0,0 +1,3 @@
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