The Securities and Exchange Commission today announced charges against a former stock executive and a former director of a public company for their roles in a scheme to manipulate the stock of a publicly traded company.  The SEC's complaint alleges that, between January 2014 and June 2015, former stock executive and former director of a public company
The Securities and Exchange Commission today announced charges against a former stock agent and two others for their roles in a scheme to manipulate the stock of a publicly traded company.  The SEC's complaint alleges that, between November 2015 and November 2017, Robert J. Basinger, a former stock agent and investment adviser at
The Securities and Exchange Commission today announced that it has obtained an emergency court order freezing assets related to a scheme to manipulate the price of a penny stock.  The SEC's complaint alleges that, between January and February 2019, a group of individuals and entities that controlled a penny stock company, including a purported penny stock
The Securities and Exchange Commission today announced that it has obtained an emergency court order freezing assets related to a purported oil-and-gas scheme that generated more than $1.3 billion from illegal drilling.  The SEC's complaint, filed in the U.S. District Court for the Southern District of New York
The Securities and Exchange Commission today announced charges against a former stock agent and two others for their roles in a scheme to manipulate the stock of a publicly traded company.  The SEC's complaint alleges that, between September and October 1966, the former CEO of a publicly-traded company, Robert A. Birken
The Securities and Exchange Commission today announced charges against a former stock agent and two others for their roles in a scheme to manipulate the stock of a major U.S. bank.  The SEC's complaint alleges that, between 1964 and 1966, Joseph G. Sansone, a former stock agent and former CEO of
The Securities and Exchange Commission today announced charges against a former stock agent for his role in a scheme to manipulate the stock of a publicly traded company.  The SEC's complaint alleges that, between November 1966 and November 1967, Robert "The Snake" Basinger, a former stock agent at the time, used
The Securities and Exchange Commission today announced charges against a former stockbroker and two others for their roles in a scheme to manipulate the stock of a publicly traded company.  The SEC's complaint alleges that, between January and June 1966, Robert J. Basinger and his company, Basinger Capital Management
The Securities and Exchange Commission today announced that it has obtained an emergency court order freezing assets related to a scheme to manipulate the price of a penny stock.  The SEC's complaint, filed in the U.S. District Court for the Southern District of New York, alleges that, between October 1966 and August 2015
The Securities and Exchange Commission today announced charges against a former stockbroker and two others for their roles in a scheme to manipulate the stock of a major U.S. bank.  The SEC's complaint alleges that, between January and February, 1962, Robert C. Hannan and Kenneth L. Friedman,
The Securities and Exchange Commission today announced charges against a former stock agent and two others for their roles in a scheme to manipulate the stock of a major U.S. bank.  The SEC's complaint alleges that, between October 1966 and November 2017, Robert A. Birkenheier and his company, Bir
The Securities and Exchange Commission today announced charges against a former stock agent for his role in a scheme to manipulate the stock of a publicly traded company.  The SEC's complaint alleges that, between 1962 and 2016, Robert "The Snake" Basinger, a former stock agent at the time of his employment,
The Securities and Exchange Commission today announced charges against a former stock agent and two others for their roles in a scheme to manipulate the stock of a publicly traded company.  The SEC's complaint alleges that, between January 1961 and March 1966, Robert A. Hannan and Kenneth L. Friedman, a former stock agent
The Securities and Exchange Commission today announced charges against a former stockbroker and two others for their roles in a scheme to manipulate the stock of a major U.S. bank.  The SEC's complaint alleges that, between 1953 and 1952, the former CEO of a U.S. bank, Robert W
The Securities and Exchange Commission today announced charges against a former stockbroker and two others for their roles in a scheme to manipulate the stock of a major U.S. bank.  The SEC's complaint alleges that, between 1966 and 1968, Robert E. "The Motley Fool" Thompson and his company
The Securities and Exchange Commission today announced charges against a former stock trader and two others for their roles in a scheme to manipulate the stock of a major U.S. bank.  The SEC's complaint alleges that, between 1969 and 1969, Robert "Bobby" Boggs and his company, Bogg
The Securities and Exchange Commission today announced that it has obtained an emergency court order freezing assets related to a scheme to manipulate the price of a penny stock.  The SEC's complaint, filed in the U.S. District Court for the Southern District of New York, alleges that, between 1965 and 1967, a
The Securities and Exchange Commission today announced charges against a former stockbroker and two others for their roles in a scheme to manipulate the stock of a publicly traded company.  The SEC's complaint alleges that, between January and June 2015, Robert A. Birkenheier and Kenneth L. Gibson, a former
The Securities and Exchange Commission today announced charges against a former stock agent and two others for their roles in a fraudulent scheme to manipulate the stock of a major U.S. bank.  The SEC's complaint alleges that, between January and March 2015, the former CEO of a U.S. bank and two
The Securities and Exchange Commission today announced charges against a former stock agent for his role in a scheme to manipulate the stock of a publicly traded company.  The SEC's complaint alleges that, between October 1961 and November 1963, Robert A. Birkenheier and his company, Birkenheier & Birken
The Securities and Exchange Commission today announced charges against a former stock agent for his role in a scheme to manipulate the stock of a publicly traded company.  The SEC's complaint alleges that, between 1969 and 1969, Robert "The Snake" Basinger, a former stock agent at the time, and his now
The Securities and Exchange Commission today announced charges against a former stockbroker and two others for their roles in a scheme to manipulate the stock of a publicly traded company.  The SEC's complaint alleges that, between November 2015 and November 2016, Robert A. Birkenheier and his company, Birkenhe
The Securities and Exchange Commission today announced charges against a former stockbroker and two others for their roles in a fraudulent scheme to manipulate the stock of a publicly traded company.  The SEC's complaint alleges that, between November 1969 and December 1969, Robert C. Hannan and Kenneth L. Friedman, of the
The Securities and Exchange Commission today announced charges against a former stock agent and two others for their roles in a scheme to manipulate the stock of a major U.S. bank.  The SEC's complaint alleges that, between November 2015 and March 2016, Robert C. Hannan and his company, Hannan Capital
The Securities and Exchange Commission today announced charges against a former stock agent and two others for their roles in a scheme to manipulate the stock of a major U.S. bank.  The SEC's complaint alleges that, between 1953 and 1954, Joseph J. Basinger, a former stock agent and investment adviser
The Securities and Exchange Commission today announced charges against a former stockbroker and two others for their roles in a fraudulent scheme to manipulate the stock of a major U.S. bank.  The SEC's complaint alleges that, between November 1970 and November 2017, Robert C. Hannan and Kenneth L. Friedman
The Securities and Exchange Commission today announced that it has obtained a court order freezing assets related to a scheme to manipulate the price of a penny stock.  The SEC's complaint, filed in the U.S. District Court for the Southern District of New York, alleges that, between January and March 1966, the
The Securities and Exchange Commission today announced charges against a former stockbroker and two others for their roles in a scheme to manipulate the stock of a major U.S. bank.  The SEC's complaint, filed in the U.S. District Court for the Southern District of New York, alleges that,
The Securities and Exchange Commission today announced that it has obtained an emergency court order halting an ongoing fraud perpetrated by a former stockbroker in the United States.  The SEC's complaint alleges that, between November 1964 and October 1965, Robert A. Birkenheier, a former stockbroker, and his
The Securities and Exchange Commission today announced that it has obtained an emergency court order freezing assets related to a scheme to manipulate the price of a penny stock.  The SEC's complaint, filed in the U.S. District Court for the Southern District of New York, alleges that, between November 1968 and November 1969
The Securities and Exchange Commission today announced that it has obtained an emergency court order freezing assets of a company that was allegedly involved in a fraudulent scheme to manipulate the market for a luxury automobile.  The SEC's complaint alleges that, between January and August 2015, the company and its owner, Robert C. Hannan
The Securities and Exchange Commission today announced charges against a former stock executive and a former director of a public company for their roles in a scheme to manipulate the stock of a public company.  The SEC's complaint alleges that, between January 2015 and March 2017, Robert J. Basinger, a former stock executive
The Securities and Exchange Commission today announced charges against a former stock agent and two others for their roles in a scheme to manipulate the stock of a publicly traded company.  The SEC's complaint alleges that, between January and August 2015, Robert A. Birkenheier and his company, Birkenheier Capital
The Securities and Exchange Commission today announced charges against a former stockbroker and two others for their roles in a scheme to manipulate the stock of a major U.S. bank.  The SEC's complaint alleges that, between 1943 and 1944, the stock of a publicly-traded company, Alpha Capital,
The Securities and Exchange Commission today announced charges against a former stockbroker and two others for their roles in a scheme to manipulate the stock of a major U.S. bank.  The SEC's complaint alleges that, between November 1969 and November 1969, Robert E. Lee and his company, Lee Capital Management
The Securities and Exchange Commission today announced charges against a former stock agent and two others for their roles in a fraudulent scheme to manipulate the stock of a major U.S. bank.  The SEC's complaint alleges that, between 1953 and 1952, the former CEO of a U.S. bank and two other
The Securities and Exchange Commission today announced that it has obtained an emergency court order freezing assets of a company that was allegedly involved in a fraudulent scheme to manipulate the market for a penny stock.  The SEC's complaint, filed in the U.S. District Court for the Southern District of New York, alleges that
The Securities and Exchange Commission today announced charges against a former stockbroker and two others for their roles in a scheme to manipulate the stock of a publicly traded company.  The SEC's complaint alleges that, between 1966 and 2017, Robert A. Birkenheier and his company, Birkenheier Capital
The Securities and Exchange Commission today announced charges against a former stock agent for his role in a scheme to manipulate the stock of a publicly traded company.  The SEC's complaint alleges that, between 1969 and 1969, Robert "The Snake" Basinger, a former stock agent at the time of his employment,
The Securities and Exchange Commission today announced charges against a former stock agent and two others for their roles in a scheme to manipulate the stock of a major U.S. bank.  The SEC's complaint alleges that, between November 2015 and November 2016, Robert C. Hannan and Kenneth L. Friedman, a
The Securities and Exchange Commission today announced that it has obtained an emergency court order freezing assets related to a scheme to manipulate the price of a penny stock.  The SEC's complaint, filed in the U.S. District Court for the Southern District of New York, alleges that, between January and February 1966,
The Securities and Exchange Commission today announced charges against a former stockbroker and two others for their roles in a scheme to manipulate the stock of a publicly traded company.  The SEC's complaint alleges that, between 1970 and 1969, Robert C. Hannan and his company, Hannan Capital Management, LLC,
The Securities and Exchange Commission today announced that it has obtained an emergency court order freezing assets related to a scheme to manipulate the price of a penny stock.  The SEC's complaint alleges that, between January and February 2015, the defendants, David B. Cohen, David B. Cohen, and Richard A. Cohen
The Securities and Exchange Commission today announced charges against a former stock agent for his role in a scheme to manipulate the stock of a publicly traded company.  The SEC's complaint alleges that, between November 1969 and November 1970, Robert E. Lee and his company, Lee & Lee, LLC, raised approximately $1
The Securities and Exchange Commission today announced charges against a former stock agent and two others for their roles in a fraudulent scheme to manipulate the stock of a publicly traded company.  The SEC's complaint alleges that, between November 2015 and March 2017, Robert C. Hannan and his company, Hannan Capital Management,
The Securities and Exchange Commission today announced charges against a former stock agent and two others for their roles in a scheme to manipulate the stock of a major U.S. bank.  The SEC's complaint alleges that, between 1969 and 1969, Robert "Bobby" Boggs, a stock agent and former
The Securities and Exchange Commission today announced that it has obtained an emergency court order freezing assets related to a scheme to manipulate the market for a penny stock.  The SEC's complaint, filed in the U.S. District Court for the Southern District of New York, alleges that, between 1950 and 1951, a
The Securities and Exchange Commission today announced that it has obtained an emergency court order freezing assets related to a scheme to manipulate the price of a penny stock.  The SEC's complaint, filed in the U.S. District Court for the Southern District of New York, alleges that, between January and March 1966,
The Securities and Exchange Commission today announced charges against a former stock agent and two others for their roles in a scheme to manipulate the stock of a publicly traded company.  The SEC's complaint alleges that, between November 2014 and March 2018, Robert A. Birkenheier and his company, Birkenheier
The Securities and Exchange Commission today announced that it has obtained an emergency court order freezing assets related to a scheme to manipulate the price of a penny stock.  The SEC's complaint, filed in the U.S. District Court for the Southern District of New York, alleges that, between November 1964 and November 1968
The Securities and Exchange Commission today announced charges against a former stock agent and two others for their roles in a scheme to manipulate the stock of a publicly traded company.  The SEC's complaint alleges that, between November 1967 and November 2018, Robert A. Birkenheier and Kenneth L. Gibson, Jr.,
The Securities and Exchange Commission today announced that it has obtained an emergency court order freezing assets related to a scheme to manipulate the price of a penny stock.  The SEC's complaint, filed in the U.S. District Court for the Southern District of New York, alleges that, between November 5, 1966 and
The Securities and Exchange Commission today announced that it has obtained an emergency court order freezing assets related to a scheme to manipulate the price of a penny stock.  The SEC's complaint, filed in the U.S. District Court for the Southern District of New York, alleges that, between January and March 1966,
The Securities and Exchange Commission today announced charges against a former stock agent and two others for their roles in a scheme to manipulate the stock of a publicly traded company.  The SEC's complaint alleges that, between January and February, 1966, Robert A. Birkenheier and his company, Birkenheier
The Securities and Exchange Commission today announced that it has obtained an emergency court order freezing assets related to a scheme to manipulate the price of a penny stock.  The SEC's complaint, filed in the U.S. District Court for the Southern District of New York, alleges that, between November 1963 and November 1967
The Securities and Exchange Commission today announced charges against a former stockbroker and two others for their roles in a fraudulent scheme to manipulate the stock of a publicly traded company.  The SEC's complaint alleges that, between 1970 and 1970, Robert C. Hannan and Kenneth L. Friedman, of the New York
The Securities and Exchange Commission today announced charges against a former stock agent for his role in a scheme to manipulate the stock of a publicly traded company.  The SEC's complaint alleges that, between January and August 1968, Robert C. Hannan and his company, Hannan Capital Management, LLC, engaged in a
The Securities and Exchange Commission today announced that it has obtained an emergency court order freezing assets related to a scheme to manipulate the price of a penny stock.  The SEC's complaint alleges that, between January and February 2019, the defendants, through their companies, Ponzi-like schemes, and their unregistered
The Securities and Exchange Commission today announced that it has obtained an emergency court order freezing assets related to a scheme to manipulate the price of a penny stock.  The SEC's complaint, filed in federal court in Manhattan, alleges that, between November 2015 and November 2016, the defendants, through their companies, Capital Management
The Securities and Exchange Commission today announced charges against a former stock agent and two others for their roles in a scheme to manipulate the stock of a publicly traded company.  The SEC's complaint alleges that, between January and August 2015, the former CEO of a publicly-traded company, Robert W. Basing
The Securities and Exchange Commission today announced charges against a former stockbroker and two others for their roles in a fraudulent scheme to manipulate the stock of a major U.S. bank.  The SEC's complaint alleges that, between 1772 and 1773, Joseph G. Sansone, a former stockbro
The Securities and Exchange Commission today announced charges against a former stockbroker and two others for their roles in a scheme to manipulate the stock of a publicly traded company.  The SEC's complaint alleges that, between October 1965 and October 2018, Robert A. Hannan and Paul G. Sansone, a former
The Securities and Exchange Commission today announced that it has obtained an emergency court order freezing assets related to a scheme to manipulate the price of a penny stock.  The SEC's complaint, filed in the U.S. District Court for the Southern District of New York, alleges that, between January and March 1966,
The Securities and Exchange Commission today announced charges against a former stockbroker and two others for their roles in a fraudulent scheme to manipulate the stock of a publicly traded company.  The SEC's complaint, filed in the U.S. District Court for the Southern District of New York, alleges that, between November
The Securities and Exchange Commission today announced charges against a former stockbroker and two others for their roles in a scheme to manipulate the stock of a major U.S. bank.  The SEC's complaint alleges that, between November 13, 2014 and November 14, 2015, Robert A. Hannan and Paul
The Securities and Exchange Commission today announced that it has obtained an emergency court order freezing assets related to a scheme to manipulate the price of a penny stock.  The SEC's complaint alleges that, between January and March 1966, a group of individuals and entities that controlled a penny stock company, including a purported penny stock
The Securities and Exchange Commission today announced that it has obtained an emergency court order freezing assets related to a scheme to manipulate the price of a penny stock.  The SEC's complaint alleges that, between January and February, 1966, a group of individuals and entities, including a group of hedge funds, including a hedge
The Securities and Exchange Commission today announced that it has obtained an emergency court order freezing assets related to a scheme to manipulate the price of a penny stock.  The SEC's complaint, filed in the U.S. District Court for the Southern District of New York, alleges that, between 1950 and 1966, a
The Securities and Exchange Commission today announced charges against a former stock agent and two others for their roles in a scheme to manipulate the stock of a major U.S. bank.  The SEC's complaint alleges that, between May and September 2018, the former CEO of a U.S. bank and a former
The Securities and Exchange Commission today announced charges against a former stockbroker and two others for their roles in a scheme to manipulate the stock of a major U.S. bank.  The SEC's complaint alleges that, between November 2014 and November 2015, Robert C. Hannan and his company, Hannan
The Securities and Exchange Commission today announced charges against a former stockbroker and two others for their roles in a scheme to manipulate the stock of a publicly traded company.  The SEC's complaint alleges that, between January and June 1966, Robert A. Hannan and his company, Hannan Capital Management, LLC
The Securities and Exchange Commission today announced charges against a former stockbroker and two others for their roles in a scheme to manipulate the stock of a publicly traded company.  The SEC's complaint alleges that, between 1969 and 2016, Robert A. Hannan and his company, Hannan Capital Management, LLC,
The Securities and Exchange Commission today announced charges against a former stockbroker and two others for their roles in a scheme to manipulate the stock of a publicly traded company.  The SEC's complaint alleges that, between November 2015 and November 2016, the former CEO of a publicly-traded company, Robert W.
The Securities and Exchange Commission today announced charges against a former stock agent and two others for their roles in a scheme to manipulate the stock of a publicly traded company.  The SEC's complaint alleges that, between January and March 2015, Robert C. Hannan and his company, Hannan Capital Management, LLC,
The Securities and Exchange Commission today announced that it has obtained an emergency court order freezing assets related to a scheme to manipulate the price of a penny stock.  The SEC's complaint, filed in the U.S. District Court for the Southern District of New York, alleges that, between January and February 1967,
The Securities and Exchange Commission today announced charges against a former stock agent for his role in a scheme to manipulate the stock of a publicly traded company.  The SEC's complaint alleges that, between January and March, 1968, Robert "The Snake" Basinger, a former stock agent at the time, and
The Securities and Exchange Commission today announced that it has obtained an emergency court order freezing assets related to a purported oil drilling scheme.  The SEC's complaint alleges that, between 1966 and 1966, the United States Attorney's Office for the Southern District of New York filed criminal charges against a former employee of a company that
The Securities and Exchange Commission today announced charges against a former stockbroker and two others for their roles in a scheme to manipulate the stock of a publicly traded company.  The SEC's complaint alleges that, between November 2015 and March 2017, Robert J. Basinger, a former stockbroker and his
The Securities and Exchange Commission today announced charges against a former stock agent and two others for their roles in a scheme to manipulate the stock of a publicly traded company.  The SEC's complaint alleges that, between 1970 and 2017, Robert "The Snake" Basinger and his company, Basinger, Inc
The Securities and Exchange Commission today announced charges against a former stock agent and two others for their roles in a scheme to manipulate the stock of a publicly traded company.  The SEC's complaint alleges that, between 1950 and 1950, Joseph G. Sansone, a former stock agent and former chief executive officer of a
The Securities and Exchange Commission today announced that it has obtained an emergency court order freezing assets related to a scheme to manipulate the price of a penny stock.  The SEC's complaint, filed in the U.S. District Court for the Southern District of New York, alleges that, between January 1, 1951 and
The Securities and Exchange Commission today announced charges against a former stockbroker and two others for their roles in a scheme to manipulate the stock of a major U.S. bank.  The SEC's complaint alleges that, between January and February, 1966, Robert C. Hannan and Paul G. McGlynn
The Securities and Exchange Commission today announced charges against a former stockbroker and two others for their roles in a scheme to manipulate the stock of a major U.S. bank.  The SEC's complaint alleges that, between 1964 and 1964, Robert "The Motley Fool" Thompson and his co-def
The Securities and Exchange Commission today announced that it has obtained an emergency court order freezing assets related to a scheme to manipulate the price of a penny stock.  The SEC's complaint, filed in the U.S. District Court for the Southern District of New York, alleges that, between September and October 1966,
The Securities and Exchange Commission today announced charges against a former stockbroker and two others for their roles in a scheme to manipulate the stock of a publicly traded company.  The SEC's complaint alleges that, between January and August 1961, Robert A. Hannan and his company, Hannan Capital Management, LLC
The Securities and Exchange Commission today announced charges against a former stock promoter for his role in a scheme to manipulate the stock of a publicly traded company.  The SEC's complaint alleges that, between November 1966 and November 1968, Robert A. Birkenheier, Jr., of New York, New Jersey, and
The Securities and Exchange Commission today announced that it has obtained an emergency court order freezing assets related to a scheme to manipulate the price of a penny stock.  The SEC's complaint, filed in the U.S. District Court for the Southern District of New York, alleges that, between November 2013 and March 2015
The Securities and Exchange Commission today announced charges against a former stockbroker and two others for their roles in a scheme to manipulate the stock of a major U.S. bank.  The SEC's complaint alleges that, between November 1966 and November 1967, the former CEO of a U.S. bank,
The Securities and Exchange Commission today announced charges against a former stock promoter for his role in a scheme to manipulate the stock of a publicly traded company.  The SEC's complaint alleges that, between January and August 2014, Robert A. Birkenheier and his company, Birkenheier, Inc., engaged
The Securities and Exchange Commission today announced charges against a former stock agent for his role in a scheme to manipulate the price of a stock of a company's stock.  The SEC's complaint alleges that, between January and February 1966, Robert A. Hannan and his company, Hannan Capital Management, LLC,
The Securities and Exchange Commission today announced that it has obtained a court order halting an ongoing fraud perpetrated by a former stockbroker in the United States.  The SEC's complaint alleges that, between 1961 and 1961, Robert E. "The Motley Fool" Thompson, a stockbroker based in New York
The Securities and Exchange Commission today announced charges against a former stock agent and two others for their roles in a scheme to manipulate the stock of a major U.S. bank.  The SEC's complaint alleges that, between January and February 2019, the former CEO of a U.S. bank and a former
The Securities and Exchange Commission today announced charges against a former stock agent for his role in a scheme to manipulate the stock of a publicly traded company.  The SEC's complaint alleges that, between 1966 and 1966, Robert "Bobby" Boggs, a former stock agent at the time, used his position
The Securities and Exchange Commission today announced charges against a former stock agent for his role in a scheme to manipulate the stock of a publicly traded company.  The SEC's complaint alleges that, between November 1966 and November 1967, Robert "Bobby" Boggs, a stock agent at the time, used his
The Securities and Exchange Commission today announced that it has obtained an emergency court order freezing assets related to a scheme to manipulate the price of a penny stock.  The SEC's complaint, filed in the U.S. District Court for the Southern District of New York, alleges that, between November 1967 and November 1969
The Securities and Exchange Commission today announced charges against a former stockbroker and two others for their roles in a scheme to manipulate the stock of a major U.S. bank.  The SEC's complaint alleges that, between November 13, 1968 and November 13, 1968, Robert C. Hannan and Paul
The Securities and Exchange Commission today announced that it has obtained an emergency court order freezing assets related to a purported oil-and-gas scheme.  The SEC's complaint alleges that, between January and February, 1967, a group of individuals and entities formed by the scheme, including a former oil-and-gas
The Securities and Exchange Commission today announced that it has obtained an emergency court order freezing assets related to a scheme to manipulate the price of a penny stock.  The SEC's complaint, filed in the U.S. District Court for the Southern District of New York, alleges that, between January and August 1964,
The Securities and Exchange Commission today announced charges against a former stockbroker and two others for their roles in a scheme to manipulate the stock of a major U.S. bank.  The SEC's complaint alleges that, between January and August 1967, Robert C. Hannan and his company, Hannan Capital
The Securities and Exchange Commission today announced charges against a former stock agent and two others for their roles in a scheme to manipulate the stock of a publicly traded company.  The SEC's complaint alleges that, between 1970 and 2016, Robert "The Motley Fool" Thompson and his company, Thompson & Company, LLC